HomeMy WebLinkAboutApproved Minutes - 2009-03-24 LAr[oswt`
° CITY COUNCIL REGULAR MEETING
41, MINUTES
March 24, 2009
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Mayor Jack Hoffman called the regular City Council meeting to order at 6:30 p.m. on March
24, 2009, in the City Council Chambers, 380 A Avenue.
Present: Mayor Hoffman, Councilors Jordan, Hennagin, Moncrieff(attending by
phone for Oakridge hearing), Olson, Tierney, and Johnson.
Staff Present: Alex McIntyre, City Manager; David Powell, City Attorney; Jane McGarvin,
Deputy City Recorder; Jane Heisler, LOIS Communication Director; Guy
Graham, Public Works Director; Erica Rooney, Engineering Services
Division Manager; Denny Egner, Long Range Planning Manager; Debra
Andreades, Senior Planner; Darin Rouhier, Finance Director; Brant
Williams, Director of Economic and Capital Projects
Mayor Hoffman announced that the study session on the business recycling ordinance has been
scheduled for March 31 at 6:30 p.m., and the public hearing on the ordinance scheduled for April
21.
3. PRESENTATIONS
3.1 Distinguished Service Awards: Tia Ross, Bruce Pomazal, and Sarah C. Neitzel,
Historic Resources Advisory Board, and Alison Webster, Planning Commission
Mayor Hoffman presented a Distinguished Service Award to Tia Ross, and thanked her for three
years of service on the Historic Resources Advisory Board, including service as the chair. Ms.
Ross indicated to the Mayor that she helped save the house at 85 McVey Avenue.
Mayor Hoffman presented a Distinguished Service Award to Bruce Pomazal and thanked him for
his two years of service on the Historic Resources Advisory Board. He noted that Mr. Pomazal set
up the properties database for the Cultural Resources Inventory and the Landmark Designation
List.
Mayor Hoffman presented a Distinguished Service Award to Sarah Neitzel, and thanked her for
her seven years of service on the Historic Resources Advisory Board. He mentioned her work on
the Oregon Iron Furnace Restoration project to restore the only iron furnace left west of the
Mississippi.
Mayor Hoffman presented a Distinguished Service Award to Alison Webster, and thanked her for
her eight plus years of service on the Planning Commission. He noted the many projects
completed by the Planning Commission during her tenure.
3.2 Neighbors Helping Neighbors
3.3 Children's Center of Clackamas County Projects
Tonya Hunt, Executive Director, explained that the Children's Center was a non-profit
organization that provided services to children suspected to be victims of abuse. She mentioned
providing medical assessments and allowing forensic interviews by trained staff. She noted that
they worked closely with the Clackamas County Sheriff's Office and also received referrals from
the Lake Oswego Police Department.
She indicated that the Children's Center was in a building phase, as they served over 300 children
last year but had to turn away an additional 100 children due to lack of space. Therefore, building
City Council Regular Meeting Minutes Page 1 of 27
March 24, 2009
the Center's capacity was the current goal of the organization. She noted that their capital
campaign depended on both public and private support.
She stated that the Children's Center was the exclusive provider of these services in Clackamas
County. She mentioned that most of the children they served were under age 7, and 70% were
suspected victims of sexual assault. She said they were honored to work with this high risk and
vulnerable population on behalf of the communities throughout the county.
Councilor Hennagin mentioned that his wife produced a fundraising video for the Children's
Center five years ago during the organization's formation. Both he and his wife had been
impressed with the work done by the Center.
3.4 LOIS Update
Ms. Heisler introduced Jon Holland from Brown and Caldwell.
Mr. Holland noted that, although the bid opening date for the lake full project has been delayed
one week to April 2, staff still looked for a Council contract award on April 14. He explained that
staff delayed the bid opening in order to give bidders time to prepare their best bids, in light of the
large amount of information with which they need to familiarize themselves.
He indicated that another reason for the bid delay was the design change implemented by staff in
the last 12 days. He explained that staff recently learned that the Lake Corporation planned to
drawdown the lake deeper than staff had expected, which necessitated changing the design. He
noted that the design change had no net cost change. He said that, while the design change had
an increased upfront cost to it, the lake full contractor would be able to leave the project sooner
and not have to stay to monitor the pipeline during lake drawdown and refill.
He explained that the first design that the team developed put the buoyancy pipe on top and the
sewer pipe below. While this system maintained its configuration during deep lake drawdowns, it
did not provide sufficient safety clearance beneath the lake surface. The team next looked at
putting the sewer pipe on top and the buoyancy pipe below. While this provided sufficient
clearance, the buoyancy pipe (during deep drawdowns) wanted to rotate to the top, putting the
sewer pipe below it. This required monitoring and the contractor restoring the system to the
original configuration.
He indicated that staff sent the second design out to bid because they anticipated only two deep
lake drawdowns over the 100 year life span of the system. With the news that the Lake
Corporation intended to more frequent deep drawdowns, staff returned to the first design concept.
He described a system configuration based on the first design concept, which achieved the design
objectives and had no fatal flaws, other than staff had thought it would be more expensive in the
long run.
He explained that as staff learned exactly what the contractor would have to do to monitor and
restore the system during lake drawdowns and refills, this configuration became cost competitive.
He indicated that, while this design had a higher materials cost, its inherent stability during a lake
drawdown eliminated the need for monitoring and configuration restoration.
Mr. Holland indicated to Councilor Hennagin that staff decided to go with cables to hold the bend
in the pipe in place, as opposed to mitering the joints. He explained that, with the mitered joints
having a +/-1 degree tolerance error, they could not know for certain exactly where the pipe lay
over its length for accurate positioning over the ground anchors. The internodal cables allowed
them to predict accurately where the pipe would be in relation to the ground anchors.
He indicated to Councilor Tierney that, before sending the addendum out to the bidders, staff
verified that this change would have no impact on the construction schedule.
He indicated to Councilor Olson that, while staff had known that the Lake Corporation had an
interest in dredging the lake, what had been new information to staff was how deep the
Corporation wanted to drawdown the lake each time they dredged it. Staff had designed the
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March 24, 2009
system to handle the routine drawdowns of 10 to 12 feet without monitoring, but not 16 foot plus
drawdowns.
He said that staff talked with the Lake Corporation about the buoyancy pipe on top design, and
suggested that it re-examine its clearance criteria. He mentioned that there were only three or four
spots in the lake that were only 8.5 feet deep, but staff had had some concerns about that.
He confirmed to Councilor Jordan that the clearance between the lake surface and the top of the
pipe was not an issue during drawdowns; it was only a safety issue when the lake was full
(primarily for anyone diving into the lake). He explained that the issue during drawdown was
whether the pipe system maintained a stable configuration and did not require monitoring.
He indicated to Councilor Jordan that the brackets for the new design were all stainless steel,
instead of the composite polyethylene and stainless steel bracket of the original design. The cost
increase for the additional materials needed for this design came to about $1 million. However, the
cost balanced out with eliminating the need to hire the lake full contractor to stick around for an
extra year during the drawdown and refill operation and to mobilize his equipment to restore the
system back to its original configuration.
He explained to Councilor Johnson that they used two internodal cables instead of one in order
to distribute the load so that the brackets and pipe wall anchors could be smaller and less
susceptible to problems. He described how the yoke assembly for the original design and how the
two internodal cables for the revised design worked, with the costs being about the same.
He indicated to Mayor Hoffman that the pipes would sit on the lake surface during a 16 foot
drawdown. He mentioned that, during a dam replacement drawdown of 28 feet, the pipe would
rest on the mud.
Councilor Johnson thanked staff for the good job they have done in balancing the issues.
Ms. Heisler said that they have completed the work in Maple Circle. She indicated that they were
25% to 30% complete on Kelock, and have encountered very little water. She mentioned that they
were not putting in any laterals along the initial stretch. She presented a photo of the boulders they
have been encountering. She indicated to Councilor Moncrieff that the contractor either chopped
up a boulder or carted it off.
She indicated that they were still on schedule and budget.
She referenced the statement on the front page of the LOISNews.com website, which stated the
City's promise to the community and residents regarding communication. She noted that staff has
said that they would minimize impacts to residents and to the environment during construction,
while also constructing a fiscally responsible project and insuring no disruptions in sewer service.
She said that staff planned to seek fair and equitable solutions with neighbors, while keeping in
mind the project goals of timing and budget. She pointed out that this project had serious
constraints on it. She mentioned the Good Neighbor Guidelines that staff has been working on
with the Maple Circle, Alder Circle, and Allen Road neighbors. She observed that, while they could
not change the schedule, they could discuss how the contractors did the work.
She mentioned that staff incorporated into the bid specifications for the lake full work plans to
address neighbor concerns, such as noise mitigation, safety and health issues, traffic control for
emergency vehicles, no storage of materials in the roadway, and preservation of travel lanes to the
greatest extent practical for residents.
She noted the Ask LOIS section of the website where staff posted the answers to questions that
came up at neighborhood meetings. She mentioned a frequently asked question of why the City
was using any given road easement instead of the Lake Grove Swim Park. She explained that the
City had considered the Swim Park as an access for the pipe operation and piles, and switched
that to the McVey access. Alder Point had always been considered for anchor installation during
lake full and for lake access during lake down.
City Council Regular Meeting Minutes Page 3 of 27
March 24, 2009
She mentioned another question of why the work hours ran from 7 a.m. to 7 p.m., Monday through
Friday, and 8 a.m. to 6 p.m. on Saturday. She explained that the hours reflected the constraints of
the drawdown agreement with the Lake Corporation, and the Corporation's desire to avoid a
summer drawdown of the lake. She pointed out that staff developed the schedule in conjunction
with the community, DEQ, and the Lake Corporation; it was designed to keep costs down. More
constricted work hours meant an increase in the timeline and costs.
She addressed the question of Native American burial grounds in the lake. She said that the City
had to have procedures in place to document any potential resources it might find, and a plan to
address what happened to any artifacts found.
3.4 Introduction of the Engineering Services Division Manager, Erica Rooney
Mr. Graham introduced Erica Rooney, a new employee to the City, who came from OTAK
Engineering, with experience at the Cities of Beaverton and Portland.
4. CONSENT AGENDA
Mayor Hoffman pulled Item 4.1.2, Boones Ferry Road Refinement Plan — Phase 1 Contract.
Councilor Jordan moved the Consent Agenda as amended. Councilor Tierney seconded
the motion. A voice vote was taken, and the motion passed with Mayor Hoffman,
Councilors Jordan, Hennagin, Olson, Tierney, and Johnson voting `aye.' (6-0)
4.1 REPORTS
4.1.1 Resignation of Sarah C. Neitzel from the Historic Resources Advisory Board
Action: Accept Resignation
4.1.2 Boones Ferry Road Refinement Plan — Phase I Contract
Action: This item was pulled.
4.2 RESOLUTIONS
4.2.1 Resolution 09-15, requesting Council to endorse an application for a grant from the
State Transportation and Growth Management Grant Program to update the City's
Transportation System Plan
Action: Adopt Resolution 09-15
4.2.2 Resolution 09-16, approving an appointment to the Historic Resources Advisory
Board
Action: Adopt Resolution 09-16, approve the appointment of Craig Foster to the Historic
Resources Advisory Board for the remainder of a three-year term ending
December 31, 2012
4.3 APPROVAL OF MINUTES
4.3.1 January 7, 2009, special meeting
4.3.2 February 10, 2009, special meeting
Action: Approve minutes as written
END CONSENT AGENDA
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March 24, 2009
5. ITEMS REMOVED FROM THE CONSENT AGENDA
5.1 Boon s Ferry Road R fin m nt Plan—Phase I Contract
Mayor Hoffman explained that he pulled this item in order to discuss a potential conflict of interest.
He indicated that the subcontractor of an unsuccessful bidder on this project was a client of his law
firm.
Mr. Egner explained that this refinement plan would get into more detail about the types of
improvements that would implement the Lake Grove plan concepts for Boones Ferry Road. He
indicated that the plan would eventually show what the right-of-way requirements were and where
the access points would be. He said that the first phase was the traffic analysis and establishing
some roadway needs.
He reviewed the composition of the interview team reviewing the three bids submitted in response
to the RFP published last January. He explained that the team selected DKS Associates because
it had a more systems based approach that looked at neighborhood and local street impacts in
greater detail, as opposed to focusing solely on the corridor itself. He said that the interview team
thought that the DKS modeling software, which graphically depicted those impacts, would be an
excellent tool for communicate to the public what was happening in the corridor.
He acknowledged that DKS Associates was the most expensive of the three proposals. He
commented that, while both Kittleson and Group MacKenzie were excellent firms that have worked
with the City before, the interview team felt that DKS's systems based approach was the best
proposal, and the one that focused more strongly on the traffic analysis aspect.
He indicated that the funding source was the professional services line item in the long range
planning budget, which had about $180,000 left for this biennium.
Councilor Jordan commented, as an interview team member, that the DKS modeling software
could show what the traffic impacts would be if the Lake Grove Village Center Plan built out
completely as proposed. Mr. Egner mentioned that the engineering staff had also been impressed
with the software.
Councilor Olson stated that she liked the idea of the modeling showing the impacts in the
neighborhoods beyond Boones Ferry Road. She asked if there had been a specific budget for this
study. Mr. Egner indicated that staff had estimated a ball park study cost of around $100,000.
Councilor Jordan indicated to Councilor Hennagin that, as an interview committee member, she
did support the recommendation. She noted that, in addition to the modeling software, a benefit to
using DKS was gaining a fresh set of eyes to look at the project.
Councilor Hennagin expressed his concern that the staff report did not provide him with sufficient
information; had Mr. Egner's explanation been in the staff report, he would not have asked to pull
this item from the Consent Agenda.
Councilor Tierney asked if all the bidders complied with the detailed scope of work. Mr. Egner
indicated that the key differences between the three bids were that both Kittleson and DKS looked
at how the modeling worked and at how far off the corridor they would assess the impacts; Group
MacKenzie did not place as much emphasis on the traffic analysis component.
Mr. Egner concurred with Councilor Jordan that DKS providing a fresh set of eyes to look at the
project was another deciding factor; Kittleson had worked on the original Boones Ferry corridor
plan in 2001 and the first phase of the Lake Grove Village Center Plan. He noted that DKS did the
Foothills study and the Downtown traffic management plan, and that Group Mackenzie has also
worked in Lake Oswego. He stated that all three firms were reputable and did good work; the
decision came down to the details within the scope of work.
Councilor Tierney commented that usually a public bid went with the lowest bidder responding to
the specifics of the proposal. Mr. Egner explained that, while staff provided specifics in the RFP, it
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March 24, 2009
also invited bidders to suggest other ideas that would help the City reach the plan goals in a better
way. He said that each firm provided a base line and optional tasks.
Councilor Tierney concurred with Councilor Hennagin that the staff report should have had this
information in it, especially why staff did not choose the low bidder on a straight dollar basis.
Mr. Egner indicated to Mayor Hoffman that staff anticipated completing Phase 1 by mid-summer.
Councilor Jordan moved to award a contract to DKS Associates in the amount of$112,479
for Phase I of the Boones Ferry Refinement Plan. Councilor Olson seconded the motion. A
voice vote was taken, and the motion passed with Mayor Hoffman, Councilors Jordan,
Hennagin, Olson, Tierney, and Johnson voting `aye.' (6-0)
6. CITIZEN COMMENT
Mayor Hoffman stated that he talked with four residents of Alder Circle before the meeting to
inform them that he, Ms. Heisler, and Councilor Johnson intended to meet with them next week to
discuss their concerns. He indicated that he gave Mr. Moody permission to make a 12 minute
presentation, unless there were Councilor objections.
• Mike Moody, 16812 Alder Circle
He read his letter (Exhibit 6, Mike Moody, 3/24/09) detailing the concerns of the Alder Circle
homeowners regarding the interceptor sewer project. He stated for the record that the residents
were committed to the LOIS project. He explained that the residents were here tonight to voice
their anxiety about and opposition to the overwhelming burden that the City was trying to force the
Alder Circle homeowners to endure during this project, as well as the homeowners' growing
displeasure at the City's failure to provide them with basic compromises, concessions, and respect
to their requests. He renewed the homeowners' request for reasonable, definable cooperation and
agreement regarding this project in relation to Alder Circle.
He mentioned that the City did not notice the residents regarding the role that Alder Circle would
play in the project. The City developed the Good Neighbor Guidelines in response to the residents'
written and verbal concerns. He described the Guidelines as "a cavalier, indifferent, and
overreaching reply" that did not address safety issues, and, which "claimed previously undisclosed
discretionary powers that contradicted or materially exceeded what the City had said in other
forums."
He mentioned the potentially damaging material consequences of the project on their homes and
families in terms of safety, property values, and quiet enjoyment He emphasized the
homeowners' current position: it was unreasonable and unfair for any neighborhood to be
subjected to these City-dictated conditions and restrictions for potentially twelve hours a day, six
days a week for two years.
He listed the homeowners' rights, which the homeowners argued this project compromised or
restricted (p. 2). He discussed the reasonable conditions requested by the homeowners with
respect to the project. He mentioned prior notice and notification, an Alder Circle representative at
the project planning and meetings tables, and homeowner access to a live operator at the City
during construction hours to address any concerns. He asked for specific weekday and Saturday
construction work hours, and no Sunday or holiday work.
He asked, aside from occasional requests to move a resident's vehicle, that there be no parking
restrictions on the Alder Circle residents, guests, and service workers at the homes. He requested
provision of a shuttle between a residence and wherever the resident was asked to park his car
temporarily. He mentioned the Police Department enforcing the agreed upon parking rules.
He asked that the City pave Alder Circle within 30 days of the end of the LOIS project, in order to
repair the road damage caused by the heavy equipment, without payment by Alder Circle
homeowners. He insisted that the City provide a plan acceptable to the neighbors that would
provide unencumbered emergency vehicle access to every house during all construction hours.
City Council Regular Meeting Minutes Page 6 of 27
March 24, 2009
He cited the perpetual access through Alder Circle agreed upon by the City and the Lake
Corporation for the Corporation's dredging projects as another example of the City and the Lake
Corporation choosing a course of action lacking transparency, fair notice, and open discussion of
issues impacting the residential character of the neighborhood, the value of the homes, and the
homeowners' rights as citizens.
He argued that none of the homeowners' requests measurably impacted the project budget or
timeline. He stated that the language in the Guidelines provided no comfort and committed the
City to nothing, as well as providing the homeowners with warning that the City could change the
LOIS project rules at any time.
He contended that the homeowners deserved fair dealing, honesty, courtesy, and consideration
from the City regarding their issues of safety, privacy, quiet enjoyment, and reasonable safeguards
against property value loss due to the disparate impact of the LOIS project and the pending
dredging project.
He insisted upon a formal agreement between the City and the neighborhood. He stated that it
was the City's responsibility to advise each contractor of the obligation to comply with the
agreement. He indicated that the neighborhood was prepared to meet with decision makers.
He suggested that the Council members try to imagine what it would be like to live under the
conditions that the City was asking the Alder Circle residents to live under for two years.
He indicated to Councilor Olson that all Alder Circle residents were shareholders in the Lake
Corporation.
• Rose Deggendorf, 16876 Alder Circle
She indicated that the Alder Circle residents were assuming the best about the City's plans to date
and the City representatives' effort to implement the plans. She noted that they also believed in
constructive criticism, which was what she was providing tonight.
She pointed out that the plans as currently proposed (and confirmed by Mr. Komarek) indicated
that Alder Circle was considered a primary location for access to the lakebed. She begged to differ
that any other street in the City used for access in the LOIS project shared the same level of
access burden that Alder Circle did.
She concurred with Mr. Moore that the Guidelines committed the City to nothing. She
acknowledged the City's desire for maximum flexibility, but argued that that meant maximum
flexibility within the bounds of the law. She questioned whether it was reasonable for the City, at
the discretion of the City Manager, to declare the project behind schedule, and be able to run the
project 24 hours a day.
She asked why could the Guidelines not say that the equipment would not run 24 hours a day if the
City did not intend to do so. She referenced the Sunday work mentioned in the Guidelines within
the hours proposed. She argued that this was not simply a quality of life issue, but also a flexibility
within the bounds of the law issue.
She acknowledged that plans changed. She pointed out that the City's plans were still fluid and
subject to amendment by mutual agreement between the City and DEQ or between the City and
the Lake Corporation. She argued that it was not reasonable or fair for the City to say that it
needed such an open-ended agreement that it could do whatever it wanted to do without
consequence to the rights of the neighbors.
She observed that the neighbors were trying to go beyond the City's good intentions to obtain
opportunities for reasonable input on ways to tackle these problems. She held that it insulted the
neighbors' intelligence not to commit the City to anything.
She stated that she did not believe that this was a useful way for the City to interact with its
citizens. She argued that if they could get past the City's insistence on saying things in a certain
City Council Regular Meeting Minutes Page 7 of 27
March 24, 2009
way, and instead work to figure out what would work with the Alder Circle neighborhood, that would
be a better method.
She said that they were not asking for fiat authority or a vote; they were asking for a seat at the
table to voice their concerns as the City made these plans that greatly affected them.
• Jack Lee, 16969 Alder Circle
He pointed out that the undue hardship this project placed on the fulltime residents of Alder Circle
was only part of the picture. He spoke of the negative impact that this project would have on the six
rental properties; the property owners, who depended heavily on the rental income, faced a real
problem in renting these properties during the construction phase. He mentioned that his tenants
have already asked to terminate their lease once the work began.
He commented that the residents bought into Alder Circle because it was quaint, untravelled, and
quiet; now they were faced with everything but that. He asked if the City was willing to reimburse
the rental property owners for loss of revenue or the potential of losing the properties entirely due
to lack of income. He did not think so.
He stated that the City putting these hardships on one small part of the city and saying that it was
for the good of all was not working for the neighbors. He indicated that, to date, all their appeals
have been ignored. Therefore, they were no longer asking for concessions during the construction
period, they were demanding that the City put certain controls on the construction in order to
maintain livability within the neighborhood, quality of life, and security for investments.
• Peter Garcia, 16852 Alder Circle
He expressed his appreciation for the meeting with the Alder Circle neighborhood next week, and
his hope that they could find a solution to the problems. He expressed concern about the
compressed time left to create an agreement that the neighborhood would find satisfactory.
He spoke in support of neighborhood input and representation in meetings between the City and
project contractors. He held that the contractors needed to be responsive to neighbor concerns
during the course of the project. He speculated that contractors might be able to offer creative
solutions to problems that the neighbors felt have not been properly addressed at this time.
He stated that his residence was at ground zero on this project, sitting directly due east of the Alder
Point easement. His family would feel the construction impacts more acutely than the neighbors
further away.
He commented that, while the City was addressing the technical aspects and needs of the project,
he felt that it had yet to address satisfactorily the concerns of the neighborhood. He said that he
testified not just as an individual affected by the project, but as someone whose family would be
adversely and acutely impacted for two years. He expressed his hope that the Council would
make final decisions on the project with due consideration for those people making the most
sacrifice for the greater good.
Councilor Johnson assured the neighbors that their concerns were not falling on deaf ears. She
indicated that this Council was very aware of the access issues and the impacts on the neighbors.
She said that she looked forward with optimism to the discussion with the neighbors next week.
She noted that the Council put extra staff on this project to make sure that the neighbors' concerns
were heard and that the City was working with the citizens to achieve an effective project that
solved the raw sewer spillage in the lake problem. She stated her conviction that a solution could
be created, while acknowledging that she could not stop the trucks going down Alder Circle.
City Council Regular Meeting Minutes Page 8 of 27
March 24, 2009
7. PUBLIC HEARINGS
7.1 Resolution 09-08, a resolution of the Lake Oswego City Council approving a work
program to update the Lake Oswego Comprehensive Plan and directing the Planning
and Building Services Department to submit these items to the Oregon Department
of Land Conservation and Development for State approval consistent with the
requirements of periodic review. PP 08-0012
Councilor Olson moved to continue PP 08-0012 to May 19, 2009 for further staff work.
Councilor Tierney seconded the motion. A voice vote was taken, and the motion passed
with Mayor Hoffman, Councilors Jordan, Hennagin, Olson, Tierney, and Johnson voting
`aye.' (6-0)
7.2 Appeal of a Development Review Commission (DRC) Decision to deny a
development application, following remand from the Oregon Land Use Board of
Appeals (LUBA), for a 45-unit Congregate Housing facility. The site is located at
4255 Oakridge Road (Tax Lot 400 of Tax Map 21 E08 CB)
The testimony portion of the hearing was completed on March 10.
Mayor Hoffman recused himself from the Council deliberations, and handed the gavel over to
Council President Jordan. He mentioned that Councilor Moncrieff would participate by phone.
Mayor Hoffman recessed the meeting at 7:58 p.m. for a break. Council President Jordan
reconvened the meeting at 8:06 p.m. Councilor Moncrieff was on the phone line.
QUESTIONS OF STAFF
Councilor Jordan noted that this was the Council deliberation portion of the public hearing of the
appeal of the DRC decision to deny a development application following a LUBA remand. She
stated that, although she did not attend the public testimony portion of the hearing, she did watch
the hearing on TV and studied all the papers in the record. She indicated her belief that she could
participate fully in the Council deliberations and decision.
Mr. Powell asked if any Councilor had ex parte contacts, bias, or conflicts of interest to declare.
There were none.
Mr. Powell noted that the Council did not take any additional evidence during its deliberation
phase. Ms. Andreades indicated that staff did receive written argument from both the appellant
and the opponents within the period allowed by Council.
Ms. Andreades explained that staff also received three letters on Monday, following the Sunday
deadline, which the writers submitted in the belief that they had until Monday because the deadline
fell on a Sunday. She said that she had copies available for the Council, should it decide to accept
those three letters.
Council President Jordan observed that the article published in the Lake Oswego Review might
have led people to think that they had until Monday to submit their arguments. Councilor
Hennagin commented that, while he did not want to be influenced by what the Lake Oswego
Review published, he did think that it was the normal conclusion that, if the deadline for filing legal
documents fell on a Sunday, then the filers had until Monday to file documents. He noted that
there was legal precedent for such a practice, and therefore, he supported allowing them into the
record.
Councilor Tierney pointed out that the Council extended the deadline in order to be inclusive.
Councilor Tierney moved to accept the three letters into the record. Councilor Olson
seconded the motion.
Mr. Powell noted that the letter from Dan Vizzini appended a large compilation of minutes from
meetings leading up to the adoption of the congregate care definition and other long term care
City Council Regular Meeting Minutes Page 9 of 27
March 24, 2009
housing ordinances. He reiterated the ruling that evidence not before the DRC was not admissible
at an appeal hearing. He stated that Ms. Andreades separated those appended documents from
Mr. Vizzini's letter.
Councilor Moncrieff indicated that she could read the letters via e-mail, per Mr. Powell's
suggestion.
A voice vote was taken, and the motion passed with Council President Jordan, Councilors
Hennagin, Moncrieff, Olson, Tierney, and Johnson voting `aye.' (6-0)
Council President Jordan asked Ms. Andreades to review the four key issues that she had
identified at the March 10 hearing. Ms. Andreades said that the first issue related to the 'due to'
clause in the definition. The appellant argued that the causative relationship in the LUBA opinion
did not necessarily mean 'directly caused by.' The question was whether the appellant showed a
sufficient correlation between a person's age and whether they would have a disability or not.
She indicated that the second question related to what was the actual definition o disability. The
third question asked whether the internal design of the building and the support services to be
provided by the applicant met the requirements under the definition of congregate housing. The
fourth question asked whether the definition required 100% occupancy by people with disabilities.
Council President Jordan asked Mr. Powell to review his remarks regarding the argument that
the DRC's findings were not in compliance with federal law.
Mr. Powell referenced the appellants' conclusion that the DRC decision violated the Fair Housing
Act (FHA) and the American with Disabilities Act (ADA) in creating a discriminatory circumstance.
He reviewed the appellants' arguments. The first was that the DRC's action violated these laws
because it would require an inquiry into the nature or the severity of the disability. He pointed out
that there was nothing in those two laws that prohibited such an inquiry if what was being provided
was an opportunity and services to people with disabilities.
He indicated that their second argument was that the DRC decision discriminated between
disabled people based on the cause of the disability. He disagreed that the decision did so, as it
was all right to fashion services and facilities to serve particular needs with disabilities. He noted
that the DRC read the congregate care definition literally and broadly in the sense that the
definition allowed housing for people who had disabilities due to mental or physical conditions or
due to age.
He discussed the third argument that the DRC decision segregated disabled people from non-
disabled people. He stated that he has found no case stating that providing additional special
housing or a special treatment facility for people with disabilities created illegal segregation. He
mentioned that illegal segregation cases dealt with situations in which people with disabilities were
not allowed to reside in similar housing to those without disabilities or were required to be
segregated somewhere else. He pointed out that the DRC ruled that there was a special
opportunity in Lake Oswego, called congregate housing, which was specifically for people with
disabilities. He held that this was not a segregation situation.
He said that the fourth argument was that the DRC decision would add individual proof of a
disability as an additional criterion to senior only housing. He agreed that if the application had
been for senior only housing, that would be a problem. However, the application was for
congregate housing, which the DRC interpreted as housing only for people with disabilities, and
not for seniors only without any connection to disability.
He indicated that he was not certain what the appellant's fifth argument was getting at with respect
to the DRC decision making a presumption about people that might be regarded as disabled. He
pointed out that people were considered disabled who had disabilities meeting the definition of
disability. If people were discriminated against because of their disabilities, that could be problem.
However, the DRC's ruling clearly interpreted this as housing for people who actually had
disabilities; therefore, this argument did not come into play.
City Council Regular Meeting Minutes Page 10 of 27
March 24, 2009
He reviewed the arguments made in the Legal Aid Services of Oregon's letter. He noted that he
already discussed the contention that the DRC ruling violated federal law by adding proof of
disability as a criterion for a senior only building. He disagreed that specifying age as a cause of
disability would result in two persons with identical disabilities being treated differently. If a
disability was directly caused by age, then it was a different disability, and there was no
discrimination.
He reiterated that creating disabled only housing did not segregate disabled persons from non-
disabled persons, but rather it created an additional opportunity. He held that the DRC decision
did not deny a project providing housing for people with disabilities, but rather it denied the project
because it was not limited to people with disabilities.
He referenced the letter from the AARP. He noted the reference to a case in the District Court of
Puerto Rico that held that people at a certain age had disabilities, and therefore they had the
protections provided for in the FHA, Section 202. He explained that this case related to a lawsuit
over whether a restrictive covenant prohibiting disabled senior housing on a certain property was
discriminatory. He noted that the case did not hold that seniors were automatically considered to
have disabilities.
He indicated that the general thrust of the appellant's arguments was that the DRC's decision did
not reasonably accommodate people with disabilities in that it found that this applicant did not meet
the criteria. He explained that the reasonable accommodation standard applied to situations where
it was necessary. It was necessary where people with disabilities would have housing on the same
terms as those who did not have disabilities. He pointed out that that was a different situation from
the City providing an opportunity specifically for people with disabilities.
He stated that, while he respected the work done by the appellant attorneys, he did not believe that
they have established that the DRC decision was illegal, or that it violated the FHA or the ADA.
COUNCIL DISCUSSION
Council President Jordan suggested working through Ms. Andreades' four points one by one in
order to resolve each question. She commented that the third point, relating to the internal design
and support services, might be the easiest to tackle first.
Councilor Hennagin commented that he has already reached a conclusion that did not involve an
analysis of those four questions. He asked the Council's indulgence to discuss an issue, which he
acknowledged was irrelevant to the issue at hand, yet it had caused him some concern when the
opponents raised it. The issue was the size of the project as inappropriate for the lot.
Council President Jordan acknowledged Councilor Hennagin's desire to discuss that issue but
held the deliberations to the one item before the Council. Ms. Andreades indicated that the
application did meet all the zoning requirements.
Councilor Moncrieff asked what assurance the City had that Lake Grove Presbyterian Church
would be providing the support services to the residents. Ms. Andreades stated that there was a
memo of understanding in the record between the Church and Northwest Housing that the Church
would provide those services.
Council President Jordan asked if the application was out of compliance if that did not occur. Mr.
Powell explained that, because the application stated that those services would be provided, an
approval of the application assumed provision of those services. Should they not be provided,
then the applicant was in violation of the application. He indicated that the Council was free to
impose conditions, but he did not think it necessary for the Council to specify any guarantees
respecting provision of services.
Councilor Hennagin stated that he believed that the prior Council erred in reaching its initial
decision on this application, in so far as it focused upon the language of'due to' and the
description of disabilities, instead of reading the definition as only descriptive of the kind of housing
City Council Regular Meeting Minutes Page 11 of 27
March 24, 2009
intended to be created. He argued that the Council's initial error led LUBA to focus on that part of
the definition also.
He explained that his analysis was colored partly by his education. In a Municipal Law course at
law school, he studied zoning ordinances—those approved and those ruled unconstitutional. He
noted that the definition of zoning has changed over the years from once being defined as a means
of separating uses, one from the other, to controlling the things that made life less healthful (traffic,
noise, etc.), and allowing mixed uses within a single zone.
He said that the only zoning ordinance in Lake Oswego that specified what kind of people could
live in a residential facility was the ordinance allowing group care facilities in single-family
residential neighborhoods; all residents must be disabled. He pointed out that regulations applying
to daycare, nurseries, and pre-schools applied to people who were not residents but only
temporarily in the zone.
He argued that the Council did not have the legal authority within a zoning ordinance creating a
congregate care facility or an assisted care facility to tell the operators to whom they could rent or
not rent units in their facility. He noted that the City did not restrict who could live at the Avamere
facility.
He spoke to focusing on whether the application met the zoning ordinance requirements, and
whether the inside elements of the facility created a congregate care facility, but not who could live
there. He acknowledged that the financing used by the operator might specify the residents, but
he reiterated that it was not within the power of the Council to restrict private property owners with
respect to whom they could rent their facility.
He reiterated his conclusions that the DRC's interpretation was wrong, that the Council made the
initial error, and that that error led LUBA to review the decision based on a record that was wrong
in the first place. He spoke to instructing staff to make findings that the definition in the ordinance
was never intended to restrict to whom the owner of the congregate care facility could rent his/her
facility.
Councilor Tierney said that, while he was not disagreeing with Councilor Hennagin, he did not
think that line of reasoning got them to a conclusion. He pointed out that the issue of life function
disability due to age came to LUBA's attention primarily through its inclusion as an appeal item to
LUBA. He argued that LUBA's language did not give the Council the latitude to dismiss their
requirement that there be a causative relationship. He held that if they did not satisfy LUBA per its
written remand, then they accomplished nothing.
Councilor Moncrieff concurred with Councilor Hennagin that the code language referred to the
disability and the use, and not to the user. She said that she felt that Northwest Housing
Alternatives did satisfy the code's physical and service criteria for this use; it would be a facility to
serve people with life function disabilities from whatever cause.
Councilor Johnson stated her opinion that the appellant has satisfied the requirement in the
definition of congregate housing to provide self-contained apartments containing cooking facilities.
She pointed out that the definition of congregate care housing did not define a particular level of
service with respect to the services provided, only that the services be provided. She said that she
was also satisfied that the design of the building met the congregate housing definition in terms of
design.
She noted that the bottom part of the definition stated that the services provided would be less than
what was normally provided for in a residential care facility. She indicated that she was satisfied
that the design met the definition of congregate care housing. She said that she would support
adopting findings stating that the application met the third point.
Councilor Olson said that she agreed with Councilor Tierney that they needed to focus on the
narrow issue on remand from LUBA.
City Council Regular Meeting Minutes Page 12 of 27
March 24, 2009
Councilor Tierney argued that the four points were so intertwined that they could not be decided
independently of one another. He agreed with Councilor Johnson that the design elements
included in the facility, and the services provided, supported an independent lifestyle. He indicated
that he was comfortable that the appellant has satisfied the third point.
Council President Jordan said that, if the Council had some consensus that the facility itself met
the definition of congregate housing, then she would like to discuss whether LUBA's decision
required the appellant showing that either all tenants were disabled or that there was a causative
relationship between age and disabilities, or both.
Councilor Tierney commented that he needed to first define what a life function disability was.
Councilor Hennagin asked if the Council attempting to make a concrete, airtight definition of
disability was legislating. Councilor Tierney clarified that he was not thinking in terms of a
concrete, airtight definition.
Councilor Tierney stated that he did not see in the record a definition of life function disability, for
either the Lake Oswego code or for the federal and state laws. He concurred with Mr. Powell's
written comments in Exhibit F-20 (and expanded on by the appellant in Exhibit F-22) that the
definition had to essentially meet the current ADA definition. He referenced the information that
the 2002 Council adopted the code change with an awareness of the ADA definition, and that the
term 'life function disability' covered a broad range of things (pp. 263-264).
Councilor Hennagin pointed out that Congress changed the ADA definition of an ADA-complying
disability, effective January 1, 2009, to read "a substantial impairment of a major life activity." He
noted that Congress changed that definition because the courts were ruling that conditions such as
diabetes or epilepsy did not qualify as disabilities. He commented that the Council would need to
adopt the new ADA definition, and not the one understood by the 2002 Council, or it might create
more problems.
Councilor Moncrieff commented that one could not pin down a concrete definition of disability
based upon the written and oral testimony. She indicated that it would be effective to go with the
ADA definition, yet the change made that problematic.
Council President Jordan asked if the ADA information in the record was the same information
used by the Planning Commission when it adopted the congregate care housing code. Mr. Powell
referenced p. F-44 in stating that the record showed some intent to follow federal regulations with
respect to fair housing and disability. He indicated that the intent of the Planning Commission
several years ago would not have been identical to the new ADA definition.
He noted that the current ADA definition was on p. F-20. He commented that the core definition
did not change much—it was still about affecting major life functions—which staff thought tracked
with life function disabilities.
Councilor Olson questioned relying on the church to provide the support services consistently
over the long term, whatever its current intent was. She expressed concern about the application
qualifying as an adequate provider of services. She pointed out that Avamere was low income
senior housing, as defined in the HUD grant. Councilor Hennagin countered that that was a
restriction by the financier, and not something that the Council restricted.
Council President Jordan pointed out that the congregate housing code simply required that
there be some types of services; the City did not require specific services. She noted that the
applicant was stating that it would provide some type of service over the length of time that the
facility remained congregate housing, regardless of who provided it.
Mr. Powell discussed the distinction between approval and enforcement. He indicated that the
Council approving the bundle of services described by the applicant permitted the facility under the
congregate housing code. However, the question of whether the church would continue to provide
the services related to enforcement. He explained that the Council did not need a condition of
approval stating that the facility should continue to be congregate housing, any more than it
City Council Regular Meeting Minutes Page 13 of 27
March 24, 2009
needed a condition of approval to say that a restaurant facility should continue to be a restaurant.
Once the required services ceased, then the facility was in violation and the operators could be
cited with violating their permit.
Mr. Powell pointed out that the staff recommendation regarding the definition of disability was not
that the Council necessarily find that life function disability in the congregate care definition be
identical with the ADA definition. Rather, staff recommended that the definition include the ADA
definition in order to provide housing opportunities that could be federally funded.
Council President Jordan recalled that, while the Palisades neighbors had raised design and
physical issues related to the conditional use in the zone during the Avamere application, this issue
of'due to' relating to age never came up. She speculated that the Avamere residents would be
surprised to know that they had to have a life function disability in order to live at Stafford.
She commented that nothing in the new ADA definition, or in this Lake Oswego case, said that a
disability had to be diagnosed by a physician or some other party in order to be considered a life
function disability. Therefore, an individual could self-nominate to go to congregate housing
because he/she could not do a lot of the things that he/she used to do.
She held that if an individual decided, for one reason or another, that he/she could not live
independently on his/her own, then that individual should be allowed to move to a facility offering a
lower degree of support than an assisted living facility. She argued that, in Lake Oswego, that was
what congregate housing was for.
She commented that now they were trying to redefine what the initial purpose was for congregate
housing. However, the only example they had of congregate housing in the city was a facility
without any of the restrictions placed on it that the Council was now trying to redefine.
Councilor Hennagin suggested, at a later time, instructing staff to bring back a revision of the
definition of congregate housing. He stated that, in his mind, there was no doubt that aging at
certain stages did cause a disability. He commented that he did not believe that there was anyone
over the age of 60 who did not have some arthritic changes. He held that the Council could justify
a broad definition of the concept of the effects of aging on individuals.
He commented that he would rather challenge LUBA because he thought that LUBA was also
wrong. He indicated to Councilor Tierney that the time to do so was not yet past, although it
would take the applicants on a long journey, during which they might lose their funding.
Councilor Tierney argued that the definition of life function disability should be broad, as
suggested in the record and in the definition itself.
Councilor Johnson argued that the definition using the phrase 'life function disability due to age'
created the assumption that such a thing existed. Councilor Moncrieff concurred. She indicated
that the testimony convinced her that there was a correlation between disability and age. She
mentioned a broad definition of life function disability.
Mr. Powell confirmed to Council President Jordan that LUBA was not telling the Council how to
define its own code; it was saying please make sure that the Council addressed this issue in its
code. He explained that the language from LUBA said that the Council was ignoring disability due
to age; the Council could not absolve an applicant from demonstrating that tenants would have
disabilities, or that there was a causative relationship between disability and age.
He discussed how strictly did the Council read the LUBA language. He pointed out that LUBA's
concern was that the Council was ignoring the express language in the ordinance. They were
directing the Council to address the issue, but not how the Council should address the issue. He
said that the Council needed to define the phrase 'disabilities due to age' in some way.
Councilor Johnson explained that she interpreted the congregate housing definition language
about life function disabilities due to age as having to do more with defining what congregate
housing needed to look like and its design rather than spelling out what the actual disabilities were.
City Council Regular Meeting Minutes Page 14 of 27
March 24, 2009
She referenced Ms. Uchida's letter stating that the facility was an apartment building meeting the
minimum ADA requirements, and nothing beyond that. She asked for staff confirmation that the
facility did meet the ADA requirements and provided additional services.
Ms. Andreades reviewed the services that the church proposed providing. She noted that the
facility had a community room and a medical consultation room. She indicated that multifamily
housing, as she understood it, would not provide those rooms or services. She described
congregate housing as one step above multifamily housing because it provided something more,
even though it looked very similar to multifamily housing.
Mr. Powell confirmed to Councilor Hennagin that an appeal from LUBA went to the Oregon Court
of Appeals, and not directly to the Oregon Supreme Court. Therefore, there was the potential for
both courts to review the case.
Mr. Powell indicated to Councilor Olson that congregate housing was a conditional use in
medium and low density residential zones and an outright use in high density zones. Ms.
Andreades noted that it was a conditional use in the GC zone.
Mr. Powell indicated to Councilor Olson that, even if the applicant proposed building the facility
where it would be an outright use under the zone, the language about disabilities would still be an
issue. He explained that conditional use allowed adding conditions to the application in order to
insure compatibility with the rest of the neighborhood. The application still had to meet the
definition of congregate housing.
He indicated to Councilor Olson that Lake Oswego did not have a category called low income
housing, but it did have multiunit housing that would not require a showing that it was catering to
the independent lifestyles of people with disabilities.
Councilor Olson observed that the difference between this facility and Avamere was that all the
services comprising congregate care were located physically at Avamere, while similar services at
this facility were brought on site by the church.
Councilor Johnson summarized Councilor Olson's point as anybody could build an apartment
building as a multifamily housing unit in an R-0 zone, provide these same services, and not have to
get a conditional use permit. Such a building would not be called a congregate housing facility.
Councilor Olson held that that would take the disability issue out of the equation.
Councilor Johnson pointed out that the issue was that the City had a conditional use process that
people could use to build congregate housing (per the definition) in areas like GC zones. She
agreed that they could build the facility elsewhere, but this case was before the Council because
the City had a conditional use process.
She acknowledged Councilor Olson's point that the root question in deciding whether the facility
met the congregate housing definition focused on its design and what services it actually provided.
Did a facility designed as congregate housing have to provide services within the walls of the
building, as Avamere did?
She said that she read the congregate care housing definition as not saying that services had to be
provided on site, just that the facility had to provide variable levels of support. A facility providing
on-site services provided a higher level of support, while Northwest Housing proposed a different
level of support.
Council President Jordan pointed out that multifamily housing did not have to have ADA
accessibility features. She noted that here they were discussing a specific facility seeking people
with life function disabilities, and built to ameliorate the disability issues. She said that one could
call it multifamily housing with ADA accessibility, but it truly was a different level from multifamily
housing.
Councilor 01 on acknowledged Council President Jordan's points. She commented that
Northwest Housing could take their plan, their grant, and everything they were doing, and put it on
City Council Regular Meeting Minutes Page 15 of 27
March 24, 2009
another site and avoid this issue. Councilor Tierney pointed out that the reality was that
Northwest Housing chose this site, went through a process, and received approval from the DRC,
which the Council affirmed and the opponents appealed to LUBA.
Councilor Tierney asked what the implications would be for the existing congregate housing in
the city if the Council upheld the DRC decision. Mr. Powell indicated that the existing use would
become non-conforming. He noted staff's recommendation that, whatever decision the Council
made, it refer the definition to the Planning Commission to get some clarity on issues such as what
parking standard should apply, or what zone should this use be in.
He mentioned that, while he has not surveyed the code, he believed that more zones allowed
congregate housing than allowed multifamily housing. He noted that the GC zone required
commercial on the ground floor and housing up above, per the Lake Grove Village Center Plan.
He commented that the City Code currently did encourage congregate housing for seniors and for
seniors with disabilities.
He confirmed that one could build multifamily housing, ADA accessible and with all the services,
but it would have different parking standards and more restrictions on location.
Councilor Hennagin asked if the Council could define everyone 62 and over as being in the
stages of disability. Councilor Olson concurred with Councilor Tierney that that was what the
Council did the last time.
Mr. Powell commented that he thought that what the Council said has been misinterpreted to a
certain extent. He explained that the Council had been trying to say that this facility qualified as
senior housing. Therefore, being of a certain age qualified as a disability under the definition. He
said that the Council had not been saying that everyone who was 62 had a disability.
The Council agreed by consensus that the definition of life function disability should be broad and
not limited to but including the ADA definition.
Council President Jordan noted the next question of whether the definition required that 100% of
the tenants have a disability. She observed that the DRC interpreted that literally.
Councilor Hennagin commented that, since he interpreted 'life function disability' as a descriptor
to help define what was intended for congregate housing, his logical conclusion was that having
100% occupancy by disabled tenants was not required.
Councilor Tierney commented that, while the LUBA decision was challenging in going beyond the
one for one relationship, he did not think that that was the intent of the code. He cited Ken
Sandblast, Evan Boone (Exhibit F-20), and Dan Vizzini's testimonies discussing the intent of the
ordinance at the time it was changed. He acknowledged the need to be very specific and careful in
the findings, given the LUBA language, but he did not think that the Council did the community a
service if it made a 100% occupancy required finding. He mentioned that he also thought that
there was evidence in the record to support defining 'due to' statistically.
Councilor Moncrieff agreed with Councilor Tierney. She pointed out that the City had
conditional use permits because there were uses that did not fit perfectly into any category. She
argued that this development fit best into the congregate housing code, She stated that she did not
see anywhere in the code language requiring 100% occupancy by disabled tenants.
Councilor Johnson concurred with Councilor Moncrieff regarding the 100% occupancy issue.
She referenced the definition, which said that congregate housing was supposed to support
independent lifestyles. She argued that prohibiting a spouse without a life function disability from
living with and caring for a spouse with a life function disability did not support an independent
lifestyle. She held that if that were the intent of the definition, then that would have been expressly
stated.
Council Pr id nt Jordan said that she concurred in not seeing where it said that only people
with disabilities could live in congregate housing. She questioned whether some people in this
City Council Regular Meeting Minutes Page 16 of 27
March 24, 2009
income-restricted facility could even have an independent lifestyle without help from a spouse,
especially if they had to pay for the care that their partner could provide.
The Council discussed the question of whether the language required only one member of a
household to be disabled. Ms. Andreades noted that the age limit required that at least one
resident in each household be 62 years old.
Mr. Powell asked for clarification, as he was hearing two different things: 100% occupancy by
disabled tenants was not required, and at least one resident in each unit must be disabled. He
reiterated that LUBA said the Council could not absolve the applicant from showing that tenants
would have disability or that there was a correlation between age and disability.
He asked whether the Council thought that both those requirements had to be met, or whether they
were alternatives. Did the applicant have to interview each tenant to establish disability? Or could
the applicant show a correlation statistically between age and disability, which would allow in those
meeting the age limit?
Council President Jordan indicated that that was why she brought up that the proposal said that
at least one resident in each unit had to be 62 years old or older. She pointed out that if the
Council went with the broader definition of life function disability, and it established that there was a
causative relationship between life function disabilities and age, then it has set the criteria. She
confirmed to Mr. Powell that a causative relationship would use certain percentage.
Mr. Powell indicated that a Council discussion of what the bar was for the percentage would be
helpful in crafting findings to address LUBA's concerns. Council President Jordan commented
that having the broader interpretation of life function disability meant that the Council was looking
at a multifunctional type of building with multiple levels of abilities among the tenants.
Councilor Hennagin argued that, based upon the record created before the DRC, the Council did
not have to conclude that a specific percentage of tenants had to be disabled within the ADA
definition. The Council could find that there has been a sufficient demonstration that there was a
relationship between age and disability to satisfy the ordinance in this situation.
Mr. Powell commented that that was one of several ways to make a finding. He agreed that the
Council did not want to put out number parameters. He indicated that, with respect to this
application, Council would say that the applicant has shown that the facility would have on average
70% people with disabilities (per the statistics). That created substantial occupancy by people with
disabilities without stating what the high and low end percentage was.
Council President Jordan asked if there was consensus to overturn the DRC finding and
demonstrate through the Council's findings that it believed that this project met the criteria in the
code. Councilor Moncrieff said yes, there was a correlation between age and disability.
Councilors Tierney and Johnson also said yes.
Councilor Hennagin held that there was evidence in the record to support the conclusion that
there was not merely a correlation, but that there was a substantial correlation between age and
disability. He reiterated that he disagreed that they had to make that finding under this ordinance,
although he believed that there was evidence in the record to support the Council reaching that
conclusion.
Councilor Johnson stated that, while she supported the correlation between age and life function
disability, the heart of the issue for her was the definition of congregate care housing as related to
the building design. She said that this building was designed to meet the congregate housing
definition of providing additional services that went beyond regular multifamily housing but not as
far as residential care facilities. She reiterated that she accepted that there were life function
disabilities due to age because the definition expressly said that there were.
Council President Jordan observed that the Council would like the Planning Commission to
dev lop language more clearly directed to the zoning relationship between congregate housing
and conditional use only, without addressing the user.
City Council Regular Meeting Minutes Page 17 of 27
March 24, 2009
Mr. Powell summarized the Council discussion. He said that he heard two Councilors saying that
the Council was addressing LUBA's concerns by finding that the applicant did not have to show
that every tenant had a disability, but rather that there was a correlation between age and
disability. Therefore, with the applicant limiting the age to 62, and the statistics showing that on the
average 70% of seniors had disabilities, the facility would be substantially occupied by people with
disabilities. Thus, the application met the definition.
He said that he heard two other Councilors saying that they supported the correlation but they
believed that the findings should say that that correlation should not be necessary because all that
was required was that the building be physically designed for people with disabilities.
Councilor Olson commented that this whole case has pained her because she was an advocate
for affordable senior housing and encouraging senior citizens to stay in Lake Oswego. She said
that this case once again demonstrated the consequences of a confusing and conflicting code.
She noted her long time vocal criticism of LOC Chapter 50. She asked if they could find a stronger
argument for a complete audit and/or rewrite of Chapter 50 in order to provide clear and consistent
policy for the community. She urged the Council to make a code rewrite a top priority in order to
resolve all the problematic language in the code.
She explained that her personal conflict came in with the code as currently written being the law of
the city. She argued that they could not make decisions based on a convenient interpretation of
the code to accomplish their objectives, which was what they were doing here. She spoke to
following the code until they modified it. She commented that they knew what they wanted to
accomplish but the law was the law.
Council President Jordan observed that congregate housing was obviously an issue that was not
as well defined as the Council would like to see. However, this hearing focused on the very narrow
issue remanded by LUBA. She indicated that she thought that the Council has been clear that
their findings would show that the building conformed to the internal design and support service
requirements of the Lake Oswego congregate housing code.
In addition, the findings would show that the Council believed that a definition of a life function
disability should be broad enough that it encompassed, not only ADA requirements, but also other
areas that could be thought of as life function disabilities as one aged, because there was a
causative relationship between age and disability, which the appellant has demonstrated to occur
at age 62 and beyond.
She described a third finding that the Council did not believe that there was anything in the code
stating that 100% occupancy by tenants with disabilities was required. She said that the findings
should reflect that the Council did not concur with the DRC finding, and that the Council believed
that the project reflected the Lake Oswego code.
Councilor Tierney agreed with Councilor Olson that this was a huge challenge to the community,
noting that it resulted from well-intentioned language.
Council President Jordan mentioned another concern that, with the code not defining what level
of services were required for congregate housing, they were looking at two different types of
facilities (one with onsite services and one with services provided by an outside provider)
supposed to both fit under congregate housing.
Councilor Olson suggested writing the findings so that Avamere would not be out of compliance.
Council President Jordan commented that the broad definition of life function disability allowed
Avamere to be considered as congregate housing.
Mr. Powell asked if there was consensus that the Council was going with the idea that the
statistical evidence in the record, which used the ADA definition, was sufficient to show substantial
occupancy by people with disabilities. He mentioned that he was particularly concerned as to
whether what he said went beyond where Councilors Hennagin and Johnson wanted to go.
City Council Regular Meeting Minutes Page 18 of 27
March 24, 2009
Council President Jordan said that she thought that there was a sense on the Council that the
zoning code should deal with the structure being built, and not with the user. She indicated that
there was a considerable desire on the part of many of the Councilors that the design and function
of the building be the emphasis of congregate housing, and not who used it. She commented that,
even so, for this applicant, the Council believed that there were causative factors that have been
demonstrated statistically showing that age was a factor in life function disabilities.
Councilor Johnson indicated to Mr. Powell that the findings as outlined were acceptable to her.
Mr. Powell summarized Councilor Johnson's comments. The Councilor wanted a strong
statement about how things should be structured in the code and how the code should focus on
the building. However, for this applicant, a showing has been made that met LUBA's directive to
interpret the words 'due to,' which satisfied that directive.
He commented that the Council's findings would give direction to the Planning Commission to
clean up the definition.
Ms. Andreades asked if the Council was saying that the correlation can be shown for anybody
who applied for congregate housing under the definition, or that only this applicant has shown the
correlation. Councilor Hennagin pointed out that only this applicant has created the record
showing the correlation. He indicated that he thought that a new applicant filing before the Council
changed the definition would have to make the same showing.
Mr. Powell pointed out that the findings in this case would set a precedent for any new
applications. He commented that the findings also helped with the potential non-conforming status
for Avamere. Since Avamere had an age limit of 62, and it offered even more services, it was
unlikely to be in violation of the Council's interpretation.
Councilor Olson indicated to Councilor Johnson that she did not support the findings. She said
that, while she wanted congregate housing in Lake Oswego, she could not reconcile that need with
the narrow point of law remanded by LUBA.
Councilor Johnson moved to tentatively approve the application and overturn the DRC
decision, and to direct staff to return with findings and order finalizing that decision.
Councilor Tierney seconded the motion.
Mr. Powell indicated to Councilor Olson that, while the Council procedures discouraged
abstaining, she could do so.
A voice vote was taken, and the motion passed with Council President Jordan, Councilors
Tierney, Moncrieff, and Johnson voting `aye.' Councilors Hennagin and Olson voted 'no.'
(4-2)
Council President Jordan recessed the meeting for a break.
Mayor Hoffman reconvened the meeting.
8. REPORTS
8.1 Resolution 09-13, a Resolution of the Lake Oswego City Council Authorizing the City
Manager to Sign an Intergovernmental Agreement between TriMet, Metro, Clackamas
County, City of Portland and the City of Lake Oswego for the Portland to Lake
Oswego Transit Corridor Project
Mr. Williams explained that the primary purpose of the IGA was to develop a funding plan for the
next phase, which included the refinement study, the draft Environmental Impact Statement (EIS),
the final EIS, and the beginning of the preliminary engineering. He discussed the benefits that
each of the five partners would receive through this project, such as regional connections and
redevelopment in Lake Oswego.
He discussed the details of the funding plan for$6 million, which would be split between local ($2
million) and federal ($4 million) funds. He indicated that Portland would put up $1 million,
City Council Regular Meeting Minutes Page 19 of 27
March 24, 2009
Clackamas County $850,000, and Lake Oswego $150,000. He said that the first $57,000 of Lake
Oswego's portion would go to Metro to fund the refinement study; the current budget had a little
under$100,000 for that type of work. The City would have to program the remaining $93,000 into
next year's budget; and send it to TriMet as the lead agency in this next phase (pp.60-61).
He reported that last Thursday Metro approved $4 million of MTIP funds (Metro Transportation
Improvement Program) for this project. This met one of Lake Oswego's conditions in the IGA.
He discussed how Portland and Lake Oswego staff members resolved the problem of this $4
million not being available until 2012, yet needing the funding for this phase in 2009. Portland
would re-allocate $1 million to this project from a program already funded through MTIP and
postpone that project. Lake Oswego would advance $1.5 million of general fund money to TriMet
this year, and TriMet would repay the City $1.8 million by September 30, 2012, after the MTIP
money became available.
He indicated that TriMet has approved the IGA. Metro, Clackamas County, and Portland were
scheduled to approve the IGA in the coming weeks, but they would follow Lake Oswego's lead on
it. Staff would bring back to Council approval any amendments to the IGA made by the other
jurisdictions.
Mr. Rouhier described the $1.5 million as an advance for which the City expected to be repaid.
He explained that he would not call it a loan, because 'loan' implied that this tactic fit within the
City's investment policy, which it did not. He mentioned that the only negative was the reduction of
the City's flexibility in having these funds in 'restricted reserves' for three years, after which they
would revert to 'unrestricted reserves.'
He said that this minor change would not, under normal circumstances, restrict the City's bond
rating. He held that, even though, there were changes in the bond market affecting the ratings
categories, it was unlikely that this change would have any significance. He indicated to Mayor
Hoffman that the City's bond advisor, Chip Pierce, agreed that it would not be significant.
COUNCIL QUESTIONS
Councilor Hennagin asked if staff could predict what the added cost would be to the City if it
slipped from a triple AAA to a double AA. Mr. Rouhier explained that it would only affect the City
in terms of bond issues; there would be higher borrowing costs for GO bonds.
Councilor Hennagin mentioned hearing about the Build America bonds at the National League of
Cities Conference in D.C.
Mr. Rouhier discussed another factor that could result from a drop in the City's bond rating,
although he did not believe that it would be significant. He explained that the second phase of the
City's wastewater bond issue might use a general fund pledge to back the revenue bonds. Since
the pledge was as valuable as the strength of the general fund, a drop in the bond rating could
diminish the general fund pledge.
He indicated to Councilor Olson that this minor change would probably not increase the interest
rate on the pledged bonds or the sewer rate to the customers.
He indicated to Councilor Tierney that he estimated $21.5 million in general fund reserves by the
end of the year. He noted that this represented a growth in the reserve of approximately $1.5
million over the course of the year. He mentioned looking at this advance in the context of the
Council having less flexibility to address whatever needs might arise.
He clarified to Councilor Tierney that if TriMet failed to repay by September 30, 2012, then, at that
time, the 9% interest rate on the $1.8 million kicked in. He indicated to the Councilor that TriMet
had a triple AAA bond rating. There was no doubt of their ability to repay the advance.
He confirmed to the Council that TriMet would repay the advance by using the $4 million in federal
MTIP money promised last week. In 2012, $1.8 million of that $4 million would go to TriMet as
City Council Regular Meeting Minutes Page 20 of 27
March 24, 2009
surface transportation program funds for general maintenance purposes, which would free up their
general funds to repay Lake Oswego.
He clarified to Councilor Tierney that staff applied for $4 million in grant funds from the FTA 5339
program in hopes of getting additional money to support the project. Councilor Olson pointed out
that the IGA did not say that the $4 million in grant funds were in addition to the MTIP funds.
Rather, the IGA implied that the MTIP funds and the grant funds would pay for the same work (p. 3
of 10).
Councilor Olson wondered whether that the paragraph in the IGA giving that impression should
be deleted. Mr. Rouhier said that he would have to check on that, as he knew that the partners
were looking at finding other federal money to help fund the project in its entirety. He commented
that, when the IGA was written, potentially staff thought that the 5339 funds might help supplant
the MTIP money.
Mr. Rouhier mentioned that there was little chance that this project would receive 5339 funds,
since in the past, most awards from this fund have been in the $500,000 range and not for this type
of work. Mayor Hoffman commented that he understood from talking with Mr. Williams that,
should the project receive 5339 funds, that money would slide in at the DEIS stage, and push the
money further down the line for the different items, resulting in perhaps a little more money for the
final engineering.
Mr. Rouhier concurred with Councilor Olson that those funds could also pay Lake Oswego back
sooner, as they were not supposed to be used for final engineering. Councilor Olson spoke of
her discomfort in saying in the IGA that, if the partners obtained the grant money to use for this
phase (instead of using the MTIP money), then they would use the MTIP money for final
engineering when that was not what the MTIP money was for.
Councilor Jordan described this as leveraging money. She spoke to moving the project forward
through this financial strategy devised by staff. She held that if they should receive additional
funds from another source, then they should keep moving the funds into the project in order to
keep it moving forward.
Councilor Olson acknowledged the Councilor's point, but reiterated that the IGA under
consideration asked the Council to approve advancing money to TriMet for the DEIS and
preliminary engineering, and nothing else. She stated that that was all she was willing to agree to
at this point.
Councilor Tierney described this as an investment. He asked where the money would come from
for the actual construction. Mr. Williams indicated that staff did not have a final financing strategy
for the final engineering and construction phases yet. He mentioned initial preliminary estimates in
the $300 million range. The majority would come from federal funds, with the local match coming
from two primary sources: the value of the right-of-way, and contributions from Portland and Lake
Oswego. He explained that each jurisdiction would possibly contribute $6 million, with Lake
Oswego's funds coming from urban renewal funds.
He discussed the federal programs that funded these types of projects: New Starts and Small
Starts. He said that New Starts funded larger transit projects, while Small Starts funded projects
$250 million or less. He explained that staff wanted to jumpstart this streetcar transit project in
hopes of being included in a new $400 million program to fund streetcars only, which the Federal
Transportation Administration was considering for the new Transportation bill.
He indicated that if that program was included, and this project was one of the six to ten projects
funded, then they would apply to fund first phase of the project, and look to either New Starts or
Small Starts for the remainder of the funding. Mr. McIntyre commented that this was the message
that they tried to impart to the congressional delegation in D.C.
Councilor Jordan indicated that JPACT also brought this message to the same congressional
delegation. In addition, JPACT talked about increasing flexibility in federal programs for streetcars,
City Council Regular Meeting Minutes Page 21 of 27
March 24, 2009
as the current criteria favored bus rapid transit programs. She said that her report on her
JPACT/NLC trip included both the appropriations request from Metro for $4 million, and the
authorization request from Metro, including $240 million plus for the Lake Oswego streetcar.
She said that both JPACT and Metro supported this project. She argued that Lake Oswego's
willingness to enter into this agreement would show its determination to Portland that it wanted the
streetcar to come all the way to Lake Oswego, and not to stop at a midpoint.
She asked if the City got any credit for restricted funds earning a higher interest rate than the
current market rate. Mr. Rouhier indicated that possibly the City might because the interest would
come in as additional unrestricted revenues. He pointed out that the math worked out to a 6%
return on the money advance to TriMet.
Mr. Williams indicated to Councilor Olson that the steering committee mentioned on p. 2 of 10,
paragraph 4, would ideally be comprised of the top elected officials from each agency. He
confirmed that there would be representation from each partner on the committee.
Mayor Hoffman reported on his conversation with Mayor Adams of Portland today. He indicated
that each mayor would sit on the Steering Committee. Mayor Adams also reaffirmed that this was
a Portland to Lake Oswego project, which might be done in phases. Mayor Hoffman said that he
emphasized in no uncertain terms the importance to Lake Oswego of the streetcar coming to
Foothills, and not stopping at the Sellwood Bridge; Mayor Adams acknowledged the point.
Mayor Hoffman pointed out that this was a Lake Oswego-driven project desired by the community
for 20 years. He spoke of the need to move forward now or be left behind without another
opportunity for an unknown number of years. He emphasized that now was the time for Lake
Oswego to get involved and act.
He declared a potential conflict of interest in that Oregon Ironworks, which was mentioned in the
contract, was a client of his firm.
Councilor Tierney moved to adopt Resolution 09-13. Councilor Jordan seconded the
motion. A voice vote was taken, and the motion passed with Mayor Hoffman, Councilors
Jordan, Hennagin, Olson, Tierney, and Johnson voting `aye.' (6-0)
9. INFORMATION FROM THE COUNCIL
9.1 Councilor Information
Councilor Jordan announced the Clackamas County Cities Capital Day on April 17. She said that
they would visit the state legislators in Salem from 9 a.m. to 4 p.m., and try to make sure that the
needs of Clackamas County were addressed by the state legislature.
9.2 Reports of Council Committees, Organizational Committees, and Intergovernmental
Committees
10. REPORTS OF OFFICERS
10.1 City Manager
10.2 City Attorney
11. STUDY SESSION
11.1 Wastewater Revenue Bonds
Chip Pierce, the City's bond advisor, joined the meeting by phone from Phoenix, AZ.
Mr. Rouhier reviewed the revised schedule (Attachment A, p.122-124). Mr. Pierce mentioned that
the funds would be wired to the City at the close on May 13.
Mr. Mclntyr introduced Gr g Blond , Orrick Harrington, a member of the City's legal
counsel/bond counsel team.
City Council Regular Meeting Minutes Page 22 of 27
March 24, 2009
Mr. Blonde discussed the draft ordinance (Attachment B, p.117-121). He noted that the proposed
ordinance to authorize an additional $24.5 million (as drafted) looked very similar to the ordinance
that the previous Council passed last July to authorize $100 million worth of sewer revenue bonds.
He pointed out that these bonds would be payable strictly from sewer revenues, and not from the
City's general fund. He noted that ordinance also delegated all the documentation necessary to
issue the bonds to the City Manager and the Finance Director.
He pointed out that this ordinance also delegated to the City Manager and Finance Director the
task of preparing and executing a master sewer declaration, which set forth procedures for sewer
revenue bonds. He explained that this was the same sort of declaration that the City already had
for its water bonds.
Mr. Rouhier observed that the question at hand was the amount of authorization that was prudent
at this point in time. He explained that, in discussions with the City's bond counsel regarding
funding the debt service reserve within the bond issue, staff realized that an authorization for more
than the $24.5 million originally contemplated in this draft ordinance would be necessary.
He presented a slide showing the three components of the bond authorization: the original $100
million, $24.5 million to fund anticipated project expenses, and an additional $5 to $8 million to fund
the debt service reserve. Mr. Pierce explained that the reserve fund was money controlled by the
City and not intended for use; the City would put it in place solely as a security feature for bond
holders. He indicated that, unlike the other project costs, the City would not spend it on additional
project costs, but rather hold on to it and invest it.
Mr. Pierce clarified to Councilor Hennagin that the debt service reserve prevented a default by
the City, and bought it time to do whatever it needed to do to avoid defaulting on the bonds. Mr.
Rouhier confirmed that if the City used the reserve to make the final payment, then it would make
that up from subsequent user payments.
Mr. Rouhier clarified to Councilor Hennagin that completion bonds, in this situation, were needed
towards the end of the project to make sure that there were not authorization delays that might
jeopardize the completion of the project. Mr. Blonde explained that bondholders did not want half-
completed projects; the bond documents would state that if, for some reason, there was a shortfall
(by a specific amount), the City would issue completion bonds to complete the project.
Mr. Blonde indicated to Councilor Hennagin that change orders increasing the project cost
beyond the bond funding were one reason the City might need to issue completion bonds. Mr.
Rouhier noted that the costs would have to be more than the project contingency funds before
needing completion bonds for that reason.
Mr. Rouhier indicated to Councilor Tierney that either the City funded the debt service reserve
out of its reserves or it borrowed the money. He explained that the $6 million available in the
wastewater fund right now (subtracting contingency and ending fund balance policy requirements)
was likely not enough to fund the debt service reserve in full.
Mr. Pierce mentioned, given that it was becoming more difficult to obtain surety from a bond
insurance company to provide the reserve, the practice was returning to the traditional method of
bond issuers borrowing the reserve funds.
Councilor Jordan asked why the draft ordinance showed the $24.5 million figure if staff was
intending to ask for the $40 million figure. Mr. Rouhier explained that it was a question of tactics:
either staff assumed that the Council would authorize the $40 million figure, or staff drafted the
ordinance for the $24.5 million and argued for something higher.
Mr. Rouhier confirmed to Councilor Jordan that if the Council authorized up to the $140 million in
phased bonds, then staff did not have to keep coming back for authorizations to fund the individual
phases of the project as they occurred. He explained that staff would likely need to bond the full
amount needed, preferably in two phases, within the first two years because of the project's cash
flow needs.
City Council Regular Meeting Minutes Page 23 of 27
March 24, 2009
Mr. McIntyre clarified that right now staff was proposing a dual bond issue. The first year bonds
would refund the $12 million in existing bond anticipation notes, the Kelock Road work, and the
lake full work. The second issue of subordinate bonds (in approximately one year) would cover the
remaining four project phases, whether or not staff obtained $6 million from the federal government
for Phase 6.
He explained that this discussion was about the authority under which the Council would authorize
the City Manager to enter the bond market. He noted that they had solid numbers for the first
project phase, but not solid numbers yet for the second project phase, although they knew that it
would be a large number. He indicated that staff would issue bonds for what was needed for the
second phase.
Councilor Tierney pointed out that the Council has not yet decided on the policy issue of
authorizing Phase 6. He said that he was not taking a position on it, but he did not want to
incrementally creep into that decision without formal Council action. Mr. McIntyre stated that staff
would obtain Council's explicit permission first.
Councilor Hennagin asked for clarification on why staff was asking for the full authorization now,
rather than asking for authorization when staff knew how much money would be needed for the
various phases. Mr. Pierce explained that full authorization gave the financing flexibility that the
City needed to go into the bond market, especially in situations such as this where there were
uncertain project costs.
He concurred with Mr. Rouhier that there was also value in having authorization for the full amount
when meeting with the bond rating agencies San Francisco. He explained that they would present
the $124.5 million with reserves as what the City expected to spend, and $140 million as the upper
limit that the Council was comfortable authorizing for this multi-year project, although staff did not
expect to issue bonds for that much.
He indicated to Mayor Hoffman that he typically advised his other government clients to authorize
more than strictly needed in order to deal with any unknowns that might arise during a project. He
noted that, by the time of the rating agency meeting, staff would have the bid on the lake full
phase, which would give staff more confidence on the actual number.
Mr. Rouhier confirmed to Councilor Jordan that the $140 million was a not to exceed number.
Mr. McIntyre recalled that Mr. Pierce had explained to him that one of the factors involved in rating
bonds (and these bonds were not yet rated) was the level of political confidence that the bond
holders would have with the extent to which the political body was supporting the project.
Therefore, by authorizing up to $140 million, the Council was telling the rating agencies that it had
confidence in the project. It projected a level of certainty that was important in the process. He
emphasized that he would not issue bonds without the Council's full knowledge and consent.
Councilor Jordan asked what happened if the Council authorized Phase 6 and the City received
federal funds to pay for work for which it has already issued bonds. Mr. Pierce explained that one
method for dealing with that potential situation would be to issue the bonds as term bonds with
special call provisions for early pay off. While they would pay a higher interest rate, there were
significant savings to the City if it could pay off the bonds early.
Councilor Hennagin asked if the City could re-buy its own bonds. Mr. Blonde indicated that,
although it was difficult for cities to buy their own debt and comply with federal security laws, there
were ways to do that through the cumbersome process allowed by the Securities Exchange
Commission.
Mr. Rouhier clarified to Councilor Olson that the bond agencies would be rating the whole
package, including the bond issue and the revenue stream. He confirmed that the City would not
issue the whole $124 million at once.
Mr. Pierc discussed the requirements for senior and subordinate bond issues. He described how
using only a senior lien debt would cause the City to maintain high sewer rates in order to continue
City Council Regular Meeting Minutes Page 24 of 27
March 24, 2009
to meet the bond requirement that its net wastewater system revenue cover the debt service by
125%. He indicated that staff was strongly considering recommending that the City issue a senior
lien debt, secured solely by sewer revenues, and a subordinate lien debt, secured by other backing
that did not require the 125% coverage. He explained that the City would need to raise its rates
substantially less using this two-pronged strategy than it would if it went with a senior lien debt
only.
Mr. Rouhier gave a PowerPoint presentation discussing the factors influencing sewer rates. He
mentioned that Angie Sanchez was preparing a proposal to develop potential options for the
Council, in light of the substantial increases shown in the rate forecast.
He presented a six year history of sewer rates in Lake Oswego, including what the typical
homeowner paid, operating costs, non-operating costs, capital funding, and building reserves for
the LOIS project. He projected the current rate information forward, demonstrating that, without a
rate increase, the operating costs started coming up to the rate, and left less and less available for
capital funding. He showed the effect of a 10% per year rate increase for the next 10 to 11 years.
He confirmed to Councilor Hennagin that these figures were all rough estimates. He cited the
increased costs of the long-term agreement with Portland to handle wastewater treatment for a
segment of the city as contributing to the operating costs appearing to increase at a faster rate
than they had over the last six years.
He demonstrated the effect of adding in $10 million in annual debt service (on the original $100
million project) to an operation that has been running on $5 million for operating and capital costs:
the rates increased dramatically.
Mr. Rouhier concurred with Councilor Olson that, in hindsight, the inadequacy of a 10% rate
increase per year became obvious. He indicated that he did not know the history of that 10%
figure. He pointed out that another thing that became obvious in hindsight was that the City would
be in a better position if it had started increasing rates several years earlier than it did.
Mr. Pierce recalled noticing an assumption in the work sheets he reviewed that the first rate
increases would generate $3.3 million in cash, which the City would deposit in a rate stabilization
account to help smooth out the rate increases. It turned out that there was not $3 million in excess
revenue, and consequently, no rate stabilization account.
Mr. Rouhier mentioned another possibility that staff might have assumed that this would be a
double AA rated bond, while the current assumption was a single A rated bond.
Councilor Jordan asked if staff was anticipating that, by building the new system, the system
maintenance costs would level out more. Mr. Blonde explained that operating costs were a
function of staffing costs, which predictably rose in the 5% range. He noted the additional
increasing costs of the payment made to Portland for wastewater treatment, and inflationary
increases to the traditional maintenance costs.
Mr. Rouhier mentioned other factors driving the rates. These included the recent increase in
project costs, the dramatic drop in interest and SDC revenues over the last two years, and the
effect of conservation. He pointed out that the less water people used, the less revenue that came
in. Therefore, the 2% decrease in winter average water use this last year effectively made the
10% rate increase an 8% rate increase.
He noted that the biggest factor was the timing, that the City needed funds in short order in order to
pay the capital outlay costs. He reviewed a chart showing the potential rate increases over the
next four years (30%, 30%, 27%, 13%) before it dropped back towards the normal 3% inflationary
increase per year. He reviewed a chart comparing Lake Oswego's rates to neighboring
jurisdictions today and in four years.
Mr. Pierce pointed out that the rates would not stay stable because the financing used for
infrastructure has changed profoundly from the 1960s and 1970s when the federal government
participated through the Clean Water Act and other EPA initiatives. He explained that, while the
City Council Regular Meeting Minutes Page 25 of 27
March 24, 2009
federal government used to pay 75% to 85% of the costs for a project like this, today, the federal
government was no longer a meaningful player.
He pointed out that across the country the infrastructure built in the 1950s, 1960s, and 1970s was
becoming obsolete and needing replacement. Today the local jurisdictions had to pick up the tab
of this massive investment in infrastructure.
Councilor Olson speculated that, in addition to the figures not including the new tiered water rates
specifically, they did not include any changes in the surface water rate coming out of the Clean
Stream program.
Councilor Jordan cited the mere $46 million coming to Oregon for infrastructure repair out of the
American Recovery Act as evidence supporting Mr. Pierce's remarks regarding the difficulties
faced by local governments in replacing aging infrastructure without significant federal funding.
Mr. McIntyre indicated to Mayor Hoffman that staff would return with an ordinance asking for the
$140 million authorization. He indicated to Councilor Olson that the lake full bid amount might
affect the numbers.
Mr. Pierce indicated to Councilor Hennagin that, if the subordinate bonds were secured solely by
the sewer rates, then the City would pay a higher interest rate on them. However, if the City
backed those bonds with its general fund, then the subordinate bonds might actually have a lower
interest rate than the senior lien bonds. He stated that both issues had yet to be fully vetted.
At Councilor Olson's request, Mr. McIntyre discussed a concern that she had raised about the
impact of all the upcoming utility rate increases hitting the citizens at the same time. There was the
30% sewer rate increase (instead of the expected 10% rate increase approved by Council through
the Master Fee Schedule last December), the water rate increase, and the change to the tiered
water rate structure.
He explained that the City needed to obtain a 15% net overall revenue increase from the water
system very soon in order to avoid a similar steep hike in water rates down the road. He
acknowledged that the Council could defer the change to the tiered water rate schedule, yet the
net increase to Tier 1 users was $1.37 a month. He concurred with Councilor Olson that the
problem lay with the Tier 2 and 3 users during the summer; approximately 50% of the ratepayers
would fall into those two categories, and see a significant increase in their water bill.
He reported that he tracked Mr. Komarek down on his vacation and learned that, if the Council did
not approve the tiered water rate schedule going into effect on July 1, 2009, but waited until July 1,
2010, then they would have to add another 15% rate increase on top of the first 15% rate increase
for a total 30% rate increase at that time. He indicated to Mayor Hoffman that they could discuss
this situation at another time.
12. EXECUTIVE SESSION
Mayor Hoffman recessed the meeting to Executive Session at 11:40 p.m. pursuant to ORS
192.660 (2) (e) to conduct deliberations with persons designated to negotiate real property
transactions and (h) to consult with attorney regarding legal rights and duties of a public body with
regard to current litigation or litigation likely to be filed.
13. RETURN TO OPEN SESSION
14. ADJOURNMENT
Mayor Hoffman reconvened the open session and adjourned the meeting at 11:57 p.m.
City Council Regular Meeting Minutes Page 26 of 27
March 24, 2009
Respectfully submitted,
Robyn Christie
City Recorder
APPROVED BY THE CITY COUNCIL
O June 2, 009
Jac . Hoffman, yor
City Council Regular Meeting Minutes Page 27 of 27
March 24, 2009