HomeMy WebLinkAboutApproved Minutes - 2009-10-27 Specialu■L o'wf
o
CITY COUNCIL SPECIAL MEETING
MINUTES
October 27, 2009
a�
Mayor Jack Hoffman called the special City Council meeting to order at 6:34 p.m. on
October 27, 2009, in the City Council Chambers, 380 A Avenue.
Present: Mayor Hoffman, Councilors Jordan, Hennagin, Moncrieff, Olson, Tierney,
and Johnson.
Staff Present: Alex McIntyre, City Manager; David Powell, City Attorney; Robyn Christie,
City Recorder; Elizabeth Papadopoulos, Maintenance Services Director; Joel
Komarek, LOIS Project Director; Johanna Hastay, Associate Planner;
Denise Frisbee, Director of Planning and Building Services; Kim Gilmer,
Parks S Recreation Director; David Donaldson, Assistant City Manager
3. STUDY SESSION
3.1 Draft Clean Streams Plan
Ms. Papadopoulos introduced Tim Kraft from OTAK. She described the Clean Streams Plan as
an update to the 1992 Surface Water Master Plan that would provide guidance for managing the
utility over the next 10 to 15 years. She mentioned the extensive public outreach conducted by
staff to identify community concerns. She reported that they did not find a united consensus but
rather a variety of issues of concern, such as water quality improvements or local flooding issues.
She observed that the City wanted the public on board for any new utility initiatives because they
would cost ratepayer dollars. She recalled that upon finding a lack of compelling direction from the
public, coupled with a concern about raising wastewater fees, staff recommended to the Council
that the plan take the moderate course presented in this draft plan.
She mentioned that the prior Council had hoped to finish the plan in December 2008, but bad
weather cancelled that meeting, and the plan rolled over to the new year. Per Council direction at
the January goal -setting meeting, staff then took the draft plan to the Sustainability and Natural
Resources Advisory Boards for input in April and May. She reported that the Boards liked the plan
overall but they did suggest different emphases, more cohesive writing, and making sure that the
City had a good outreach and education program.
She indicated that while the plan presented tonight reflected those recommended changes, it was
substantially the same plan as the previous version with no changes to the capital program, the
funding program, the methods, or the recommended actions. She described this draft as stronger
and clearer.
She emphasized that this was a moderate plan, which did not preclude the Council from doing
more if it so wished. She described it as successfully balancing public concerns and the things
that the City needed to do. She mentioned that staff did its best to stay abreast of the constantly
changing technology of surface water management.
Mr. Kraft gave a PowerPoint presentation of an overview of the plan. He used the table of
contents to describe the plan's restructuring. He explained that the first five sections laid the
foundation for storm water management by the City, as suggested by NRAB. These sections
included the regulatory requirements, other City environmental programs addressing water quality
and storm water, and the character of the city with respect to storm water management.
City Council Special Meeting Minutes Page 1 of 15
October 27, 2009
He indicated that Section 6 through 8 contained the plans, the capital projects, the public
educational program, and a discussion about coordinating projects with other infrastructure
improvements. He said that Section 9 through 11 reviewed the City's regulatory and maintenance
programs as well as the Lake Oswego Code. Section 12 dealt with the financial aspects of the
plan.
COUNCIL QUESTIONS
Councilor Hennagin asked staff to explain to the audience how the Clean Streams Plan and the
Sensitive Lands Plan worked in not overlapping on the protection of riparian areas, and why the
City did not merge the two plans. Ms. Papadopoulos explained that the Clean Streams Plan was
a planning document, not a regulatory document like the Sensitive Lands Program. The Plan
provided staff with guidance on how to manage the utility in broader, less specific terms than the
regulatory program used.
Councilor Hennagin asked for staff's opinion of the Lake Corporation report, Healthy Streams &
Watersheds. Mr. Kraft indicated that the City's plan was a broader document that addressed a
wide variety of topics. Based on his skimming of the Lake Corporation report after receiving it this
afternoon, he described that report as taking a watershed approach that looked specifically at
actions impacting streams.
Councilor Hennagin asked if the Lake Corporation report related more to the Sensitive Lands
Ordinance. Ms. Papadopoulos commented that the Clean Streams Plan took a moderate course
but there were always more things that the City could do. She described the Lake Corporation
report as 'the more that one could do." She mentioned the question of whether the City at some
point wanted to have a watershed -based program that went above and beyond the Clean Streams
Plan.
Councilor Jordan commented that she read the Lake Corporation report as recommending that
the City require developments to handle storm water runoff on site, rather than the City upsizing
pipes to take a higher volume of water from redeveloped properties. She indicated that she did not
see why adopting the Clean Streams Plan would prevent the City from moving in that direction as
well.
Ms. Papadopoulos pointed out that while the Plan's primary focus was not on larger pipes, it did
recommend them in a few locations for reasons other than upsizing.
Mr. Kraft spoke of the change over the last 20 years from the curb and gutter systems that turned
out to damage streams to low impact development that tried to disperse the water into the ground.
He indicated that the Plan focused on low impact development projects.
He explained that the project referenced by the Councilor did propose a more traditional pipe
upsizing because that particular area had a high water table and they needed to get the water out
of the area; essentially, the ground could not take it. He emphasized that this was a planning level
document with opportunities in the process to re-evaluate the project in light of the ever -improving
storm water technologies available to deal with runoff.
Councilor Moncrieff commented that she thought that the most important distinction made by
staff tonight was that this was a planning level document intended to guide the City, as opposed to
a regulatory document. She mentioned that the Council has learned from the sensitive lands
conversation that if the City went too far in regulating private properties before the citizens were
ready for it, then the citizens pushed back.
She agreed with the recommendation that education and outreach would be the keys in developing
practices that kept storm water management and water quality in mind, and that looked at low
impact development. She noted the two grant -funded programs encouraging water quality -friendly
practices and restoring riparian areas and flood plains.
She commented that while she thought the document did a good job in guiding policy, it lacked
quantifiable, measurable data that identified the current baseline systems status and provided for
City Council Special Meeting Minutes Page 2 of 15
October 27, 2009
measuring progress. Ms. Papadopoulos explained that the ongoing dilemma in storm water
management was knowing that technologies and techniques were effective but not having the
ability to demonstrate how effective they were.
Councilor Johnson pointed out that the inability to demonstrate a clear link between actions taken
and benefits received was also a problem in other services that the City managed. She agreed
that education clearly provided a benefit, yet it was not quantifiable. She asked if staff knew of
anything the City could use to provide some quantifiable data.
Mr. Kraft explained that the City already did water quality monitoring as part of its NPDS permit
from the State to discharge storm water into streams. He said that the State was working with all
jurisdictions to find a way to measure the results quantifiably, which would provide evidence and
direction for needed changes. He reiterated that science could not link any given action with a
lowering of pollutant levels in the water, but everyone was trying to find a way to do that.
Councilor Tierney asked how staff obtained direction without having a beginning point of baseline
data and a finish line of expected results. Mr. Kraft added the question of how to know where to
spend money without quantifiable results. He reiterated that every community was grappling with
this issue. He indicated that the City would start implementing programs but staff did not address
the question in the plan because there were no good solid answers.
Ms. Papadopoulos explained that there was overlapping into the regulatory world and decisions
about what was acceptable and what was not acceptable. She indicated that right now, those
definitions came through the State from the Environmental Protection Agency. She said that the
program closest to quantifiable data would be total daily maximum loads (TDMLs). The State
informed jurisdictions when their TDMLs for a water body were over the limit, and told them to find
activities to reduce the load but not how to do so. She speculated that over time, they would first
see the development of more detailed data -driven pieces in the permit regulatory piece.
Councilor Tierney argued that an adopted plan should give direction regarding what the City
would be doing, as opposed to only providing operations or utility management guidance. He said
that despite spending a significant amount of time on the Plan, he could not find specific
recommendations for action or a correlation between the current science and what the City was
doing.
He noted that the CIP did not have a project criterion of the flow in a water body, which he thought
was an important element to include. He mentioned that there was nothing in the plan about best
management practices and what was good for Lake Oswego. He questioned how staff could get
any direction from the document. He indicated that he was troubled in terms of voting for the
document when he found it challenging to understand it.
Ms. Papadopoulos mentioned that she did try to outline in the last briefing paper what
recommendations there were in the Plan. Councilor Tierney described a recommendation as
something specific enough to know what one was doing, which he reiterated these
recommendations were not.
Councilor Tierney mentioned another point that the report focused on new development and
redevelopment when he thought that most of the problems extant today came from existing
development. He complimented the public outreach program, although he did find it playing to the
willing, as opposed to educating and involving those people unaware of the issue.
He reiterated that without a starting point, they could not know what their direction was. He spoke
of the TMDLs and phosphorous levels as critical baseline data points against which to evaluate
future progress. He said that he was challenged to link the report contents to what the City would
do.
Ms. Papadopoulos pointed out that staff had an awareness level of storm water management
interpretations not shared by non -staff because of their daily interaction and expert knowledge of
the utility. She explained that because this involved guidance, it relied to a certain extent on what
City Council Special Meeting Minutes Page 3 of 15
October 27, 2009
staff already knew to do, as opposed to spelling things out at a level of detail helpful to non -staff
but not to staff.
Councilor Tierney questioned whether the Council needed to adopt the plan then, if staff already
knew what to do. Ms. Papadopoulos observed that it was a funny balance, in that the process of
putting the document together did a lot of the shaping and developing of the information. She
indicated that some of the information confirmed what staff has been doing and some of it
suggested that staff needed to shift things a bit. She emphasized that this document would
provide staff with the guidance they needed for the next 10 years or until the science changed
drastically.
Mayor Hoffman asked how the plan directed staff to do what. Ms. Papadopoulos discussed how
the capital program (Section 8) provided guidance for capital improvements and system
maintenance.
Mr. Kraft clarified that Section 7 discussed a public education program, Section 8 listed the capital
projects, which would go through the capital improvement program process for implementation,
and Section 10.6 (p.130) proposed recommendations for code changes. He noted that the
Maintenance section also listed recommendations to improve the maintenance program. He
mentioned that both Advisory Boards had recommended beefing up the executive summary.
Mayor Hoffman summarized the improvements listed in each section. Councilor Jordan pointed
out that the capital projects list (p. 79) was a planning list that listed the projects that staff knew
where out there to be done, rather than a soon to be implemented list. She suggested that when a
project came forward, staff gather the baseline data regarding toxin, sediment levels, TDMLs, etc.,
for comparison with resulting levels after the completion of the project.
Councilor Tierney commented that the broader, watershed approach had merit. Councilor
Moncrieff suggested utilizing partnerships with the measuring stations around the lake already put
in place by the Lake Corporation, such as the one at Hallinan Elementary School.
Ms. Papadopoulos reiterated that the City did have a data -gathering program in place that
followed certain protocols in order to provide consistent and quality data. She indicated that staff
was interested in accessing similar quality data gathered by other organizations.
Councilor Johnson asked if Mr. Kraft saw areas identified in the plan where the City was failing,
and needed to make a sharp turn to achieve the program goal of cost effective implementation and
maintenance of a sustainable drainage system. Mr. Kraft mentioned that the development
standards and regulations were very out of date and the current guidance manual no longer
relevant with respect to science and technology. He indicated to the Councilor that the plan
included a project to update the manual.
Ms. Papadopoulos commented that staff recognized that the manual was out of date and needed
updating. In the meantime, staff looked to other communities' documents for guidance.
Councilor Olson asked for an analysis from Ms. Papadopoulos and Mr. Kraft of the Lake
Corporation packet received tonight. She commented that a beefed up executive summary with
clear recommendations spelled out along with the costs was a good idea. She agreed that they
needed to do something different with their data collection and reporting.
3.2 Wastewater Utility Rate Analysis
Mr. Komarek indicated to Mayor Hoffman that he did not yet know the timing of the revenue bond
that the City would have to go out for. He re -introduced Angie Sanchez-Virnoche, FCS Group
Sr. Project Manager.
He reviewed the funding mechanisms used so far to pay for the $110 million sewer replacement
project (p.27). He recalled that the same evening on which the Council authorized $60 million in
full faith and credit bonds to fund the work through June 2010, it also approved a 30% rate
increase to the sewer utility rates to pay for the first year's interest costs.
City Council Special Meeting Minutes Page 4 of 15
October 27, 2009
He referenced the financial analysis done by former Finance Director Darin Rouhier, which
established the probable future rate increases. He explained that Ms. Sanchez-Virnoche and her
group have worked to confirm the accuracy of those early financial forecasts, which they found
were pretty close to the mark.
Ms. Sanchez-Virnoche gave a PowerPoint presentation. She identified the key components they
looked at in evaluating the earlier financial forecasts (p.28, Slide 1). She discussed the key factors
considered in a 10 -year funding plan (p.28, Slide 2), which were operating and maintenance costs,
capital projects costs, and annual debt service costs. She explained that the $119.7 million in
capital funding obligations included not only the Lake Oswego Interceptor Sewer (LOIS) project,
but also the City's other wastewater infrastructure capital projects needed to maintain the existing
system.
She reviewed a color -coded chart summarizing the revenue needs over 10 years. She noted that
the operations and maintenance costs stayed consistent over time while the existing debt service
increased dramatically in 2013 when both interest and principle payments were due. She
commented that the City would likely have to go out for a revenue bond to pay for the new debt
service that would begin in FY 2010/2011.
She explained that while the recommended rate increases from the previous analysis would cover
the City's expenses, the now identified cash flow issues meant that the City needed to think about
implementing additional rate increases to cover bond requirements and bond payments.
She indicated to Councilor Olson that Mr. Rouhier's recommended rate increases were 30% in
FY 2009/2010, 30% in FY 2010/2011, 27% in 2011/201, and 13% in 2012/2013 followed by
inflationary increases. She mentioned that the report included a technical appendix for those who
wished to examine the numbers.
She noted that their recommended rate increases were now 30% in FY 2010/2011, 30% in FY
2011/2012, and 14% in FY 2012/2013, also followed by inflationary increases (p.29, Slide 1). She
indicated that this translated to $1.75 to $2.40 more per month on a typical residential bill.
She discussed the key action as monitoring expenses. She held that these figures were close to
where they needed to be, depending on the levels required by the bond rating agencies for City
reserves and debt service coverage, when the City went out to the bond market, and the amount of
the principal and interest payments
She explained that these rate increases provided a 2.0 coverage, which was favorable with respect
to the bond market. She mentioned the assumption that this would be a revenue bond and not a
full faith and credit bond, which meant more stringent requirements for sufficient sewer revenue to
support all the obligations.
She discussed what these increases meant to a customer bill. She noted the current fixed and
variable charges (p.29, Slide 2). She noted the variable charge of $1.68 per 100 cubic feet for all
customer categories.
She presented the two rate alternatives they developed (p. 29, Slide 3). She explained that the
first approach applied the 30% increase equally across the board to both the fixed and variable
components. This allowed the City to collect 67% of its revenues through the fixed charge and the
remaining 33% through the variable charge.
She indicated that they developed the second alternative to provide more revenue stability for the
City in light of its increasing debt. The second option applied the full increase to the fixed charge
only in order to collect 82% of the needed revenue. This left 18% revenues collected through the
variable charge. She noted that the question was how much of its revenue did the City want to
leave variable.
She discussed in detail the impact to the customer of the two rate alternatives (p. 30, Slide 1). She
described how the difference between the two alternatives came out to be only a slight difference.
City Council Special Meeting Minutes Page 5 of 15
October 27, 2009
She explained that the second alternative appeared to favor higher levels of water usage because
of the economies of scale in spreading out the higher fixed charge over more units of water.
She confirmed to Mayor Hoffman that the second option rate increase was 40% because it
increased the rate only on one of the two components, the fixed charge. The variable charge
remained at $1.68 per CCF.
She clarified to Councilor Tierney that the 82% and 18% did not represent the rate increase
amount but rather 100% of the revenues that the City needed to collect. The second option
collected 82% of those revenues from the fixed charge through a rate increase amount needed to
reach that percentage of the revenues. That rate increase was more than the 30% recommended
in the first option. The variable charge remained at the current $1.68 per CCF and collected 18%
of the needed revenue.
She confirmed that the second option put 100% of the change on the fixed charge. She reiterated
that the reason behind that was that the City was incurring more fixed costs on the system.
She presented a chart showing the proposed rates for the average winter water usage categories
(p.30, Slide 2). She confirmed that the average usage was eight CCF ($38). She pointed out that
the change under Option 1 for someone using two CCF was $8.65, while the change under Option
2 was $11.47 for most of the categories because everybody paid the same fixed charge,
regardless of how much water used.
Councilor Tierney asked staff to bring back the dispersion chart showing where the population fell
into the usage categories.
Ms. Sanchez-Virnoche showed a comparison of the proposed rates with neighboring utilities'
rates (p.30, Slide 3). She noted that other providers might increase their rates by the time that
Lake Oswego increased its rates.
She discussed rate design considerations (p.31, Slide 1). She commented that staff felt more
comfortable in terms of revenue stability in putting more on the fixed charge because of the
potential impact of conservation programs on the amount collected through the variable charge.
She commented that the increasing system fixed costs with the additional debt requirements
correlated to increasing the fixed charge. She noted that bond -rating agencies preferred revenue
stability, such as the second option provided. She reiterated that a drawback of the second option
was the perception that those with higher water usage received more of a benefit.
She discussed considerations and next steps (p.31, Slide 2). She asked for Council feedback on
the proposed rate increases and the rate design alternatives. She mentioned the planned
solicitation of public input in November and December. She spoke of recommending a rate option
at the December public hearing on the Master Fees and Charges schedule.
COUNCIL QUESTIONS
Mr. Komarek indicated to Councilor Tierney that he doubted that this was sufficient revenue to
maintain the system but staff would know more after embarking on the strategic asset
management program. He commented that based on what he has heard from other communities,
Lake Oswego was playing catch up.
He mentioned an upcoming discussion about managing the wastewater utility, especially as it
concerned the parts of the utility on private property and how that related to system costs. He
clarified to Councilor Olson that an important piece of the overall wastewater system was the
lateral pipes on private property connecting to the sewer lines in the streets.
He observed that Council has not discussed policies on spending public dollars on private
property, yet staff knew that those laterals were a significant source of inflow and infiltration into the
system. This affected the amount of water treatment needed, for which everyone paid. Mayor
Hoffman spoke of holding that conversation next year.
City Council Special Meeting Minutes Page 6 of 15
October 27, 2009
Mr. Komarek confirmed to Councilor Tierney that the City maintaining its infrastructure early was
cheaper than having to fix it later. He referenced a question that he asked in the staff report about
what level of capital expenditures the community was willing to support through its rates to address
the long standing issues.
Councilor Tierney asked for a staff memo discussing Lake Oswego's relationship with the
Portland's Tryon Sewage Treatment Plant, given that 50% of the City's expenses related to
treatment. Mr. Komarek mentioned that Portland staff told him at a meeting on the Foothills area
that they were planning to update their facilities plan. He said that the Portland staff would look
very hard at the amount of water that Portland was treating that it might not have to treat if Lake
Oswego's inflow and infiltration situation was under better control.
Mr. Komarek indicated to Councilor Hennagin that the City replaced old pipes with plastic pipes
due to their resistance to corrosion. He mentioned that there was a mishmash of existing pipe
materials, from cast iron to clay to waxed cardboard to concrete.
Councilor Hennagin asked if the City replaced pipes identified as defective or if it had an ongoing
replacement program to replace old pipes. Mr. Komarek indicated that that question related to the
strategic asset management plan. He said that they used the data gathered by the wastewater
maintenance department in their ongoing pipe cleaning and inspection program to help develop the
annual rehabilitation program in the CIP.
Ms. Sanchez-Virnoche indicated to Mayor Hoffman that the technical appendix in the packet
included some of the numbers from the FCS technical analysis that supported the proposed rate
increases.
Mayor Hoffman asked for Council feedback on the rate design alternatives, the across the board
increases (A) or the alternative rate option (B).
Councilor Moncrieff commented that while she liked the certainty of collecting 82% of the needed
revenue, she also liked the incentive to conserve water inherent in a tiered rate usage program.
She commented that the community using less water in the long term seemed the best way to
save on the utilities. Councilor Olson pointed out that the incentive to conserve remained in the
tiered rates of the water portion of the bill.
Mr. Komarek confirmed to the Mayor that winter use was home use. He indicated that staff
expected to see water usage trend downwards over time as the City's conservation program took
effect through education and more efficient plumbing fixtures. He concurred that revenue stability
was a concern if the City based its rate more on the volume piece than on the fixed piece.
Ms. Sanchez-Virnoche indicated to Councilor Hennagin that there were a multitude of options
available, depending on the overall objective. She noted that the objective in this program was
revenue generation to pay for revenue bonds. Since 82% of the system costs would be fixed, staff
thought that generating the revenue primarily through the fixed charge was a good alternative.
She mentioned that what people wanted was some type of choice in controlling their bill, which
was why having a volume charge was important.
She concurred with Councilor Hennagin that staff was attempting to predict what the future debt
and maintenance costs would be and what the City would need to fund those, both of which were
somewhat unpredictable. Mr. Komarek agreed that it was a forecast. Anything beyond today was
uncertain.
Mr. Komarek indicated to Councilor Tierney that Portland charged a volume -based fee for
wastewater treatment. Councilor Tierney observed that the treatment cost component was tied to
the variable total.
Councilor Jordan expressed her preference for Alternative B, and making sure that the City had
the fixed portions of its system costs covered in order to insure that the system was working
adequately and efficiently. She mentioned her concern about equity, in that all households paid
the same fixed fee, regardless of whether one person lived there or five people. She commented
City Council Special Meeting Minutes Page 7 of 15
October 27, 2009
that it would be nice to find a way to help those living on fixed incomes and not price people out of
their homes. Mr. Komarek concurred that equity for individual homes was a tough issue.
Councilor Tierney spoke in support of Alternative B. He noted that the Council could adjust the
rates every year. Councilor Moncrieff acknowledged the staff recommendation of Alternative B
for financial reasons, but reiterated that she wanted to continue with the City's conservation efforts.
Ms. Sanchez-Virnoche indicated to Mayor Hoffman that staff recommended Alternative B
because of revenue stability.
Mayor Hoffman indicated that they would discuss Mr. Komarek's questions regarding the level of
capital expenditures, the capital contingency fund, and the enterprise fund early in 2010 during the
strategic asset management discussion. Mr. Komarek indicated that a fourth question that came
up last week in a discussion with Chip Pierce was how the debt service coverage and the ratios
played into the rates.
3.3 Institutional Use Lot Coverage Code Amendment
Ms. Frisbee introduced Johanna Hastay, Associate Planner.
Ms. Hastay gave a PowerPoint presentation on the proposed code amendments affecting lot
coverage for institutional uses, primarily schools. She noted that the two primary objectives of the
proposed code amendments were to insure equality in the application of development standards
between public and private schools, and to insure compatibility between existing neighborhoods
and new developments.
She explained that Our Lady of the Lake Catholic Church, in submitting a development proposal,
asked the Planning Commission why the Code allowed public schools 35% lot coverage when
abutting residential neighborhoods but only allowed private schools in a similar location 25% lot
coverage. At the Planning Commission's direction, staff looked into the issue, focusing on four
questions (p.36). She encouraged the Council to review Exhibits D-2 and D-3, which covered
those questions in greater detail.
She noted that the Commission found a high level of community interest in this topic with a wide
range of opinions. These opinions were well -captured in the written testimony (Exhibits G-1 to G-
98) and the oral testimony at the Planning Commission meetings (Exhibits C-1, C-2, and C-3).
She indicated that the neighborhoods' primary concern centered on a fear about incompatible uses
in residential zones, especially with respect to two large private schools impacting residential
neighborhoods. She said that the neighborhoods believed that public and private schools were
extremely different in their nature and uses. They also did not think that the conditional use
process did enough to manage the impacts.
She mentioned the Lake Oswego School District's concern with losing development flexibility for
their schools in the future. She noted that private school representatives focused heavily on the
equitable treatment of schools. Another concern was that 25% was too little lot coverage to
provide adequate and comparable educational facilities, especially in mixed-use (church -school)
scenarios. However, both the public and the private schools felt that the conditional use process
adequately regulated the impacts.
She stated the Planning Commission's finding at its August 10 public hearing that there were no
compelling differences between public and private schools, and therefore, the lot coverage
maximums should be equitable. She directed the Council to Exhibit D-3, which outlined the six
options considered by the Commission to rectify the situation.
She indicated that the Commission found no compelling evidence that public schools really needed
the full 35% allowed in public function zones, as many public schools today only had 10% to 15%
lot coverage. She noted the Commission's recommendation that the Council adopt Option 3, to
lower the lot coverage allowed public schools in the public function zone to 25% in order to create
equity between public and private schools.
City Council Special Meeting Minutes Page 8 of 15
October 27, 2009
COUNCIL QUESTIONS
Ms. Hastay indicated to Mayor Hoffman that staff had tentatively recommended just using the
conditional use process, knowing that that process provided few boundaries for developers and
neighborhoods. She indicated that the public testimony and the Commission deliberations
confirmed that the result was not as firm when using only the conditional use process to establish
lot coverage on a site -by -site basis.
She indicated to Mayor Hoffman that institutional uses, even in a public function zone, were still
conditional uses. She clarified that staff had recommended eliminating the lot coverage maximums
in all residential zones and for schools in the public function zone, and going on a case-by-case
basis when schools came in for development. She concurred with the Mayor that the question
was what was the impact on the neighborhood and how did one mitigate that impact.
Councilor Tierney asked if staff explored other options besides a code amendment to deal with
Our Lady of the Lake's request. Ms. Hastay explained that Our Lady of the Lake originally
proposed Class 2 variances to achieve greater lot coverage, but they could not meet the hardship
criterion.
Councilor Tierney mentioned attending a meeting where Our Lady of the Lake presented its
development proposal, to which the Evergreen Neighborhood did not object. Ms. Hastay indicated
that the Our Lady of the Lake development proposal as made met the 25% lot coverage
requirement. That proposal would still comply with code if the changes passed.
Ms. Hastay indicated to Councilor Hennagin that in her research, she could not find a reason for
the different allowances, other than some discussion about providing institutional buildings with
more development flexibility. She confirmed that the Code did not consider private schools or
churches as public uses because they were not government-owned.
Councilor Hennagin commented that he had a problem with conditional uses and variances if the
Code could be more specific. He observed that those elements left so much room for discretion
and dispute. He stated his preference to go with specific criteria that established a similar rule. He
indicated that he also could not find a reason to treat a private school differently than a public
school in terms of land use decisions, and therefore, the Code should treat all schools the same.
Councilor Olson speculated that the Planning Commission followed Councilor Hennagin's thought
in setting specific criteria in the code as opposed to relying on the conditional use process.
Ms. Hastay confirmed to Councilor Olson that Our Lady of the Lake's proposed development
plan, which included a combined parish hall and school, met the 25% lot coverage requirement.
Councilor Olson asked if the Commission had made a different recommendation, how staff would
have teased out the school use from the church use with respect to the lot coverage. Ms. Hastay
explained that the Code dealt with all structures in residential zones and did not distinguish
between uses. She indicated that because one of the buildings on the church site was more than
22 feet in height, all the structures on the lot were subject to the 25% lot coverage requirement.
Ms. Hastay clarified to the Council that the Code change made public schools in the public
function zone subject to 25% lot coverage but not public buildings in general. She indicated to
Councilor Tierney that one way to read the situation was that the School District lost some
flexibility.
Councilor Jordan commented that she found it interesting that the Commission recommended
reducing the lot coverage for public schools rather than splitting the difference and setting both
private and public schools at 30% lot coverage. She referenced the community's interest in green
building practices, while arguing that including covered play structures and other school buildings
in the 25% lot coverage was not the way to go.
She observed that this school location fronting on A Avenue did not impact the neighborhood that
much. She commented that it made more sense to her to encourage the church to use green
City Council Special Meeting Minutes Page 9 of 15
October 27, 2009
building practices by allowing them the flexibility to use green designs for their playgrounds and
play structures and not having those structures count towards the 25% lot coverage.
She mentioned another concern about cutting back on lot coverage for public schools. She
pointed out that when the community succeeded in attracting more families with school-age
children, and the schools needed to expand, the schools would probably have to expand on their
current sites, as she doubted that the District could purchase more land. She argued that the
schools would need more flexibility in that scenario, citing the state law about not putting
kindergartners and first graders on second stories. She spoke in support of giving the schools
more flexibility and the ability to do the right thing for the kids over requiring less lot coverage in
order to avoid neighborhood encroachment.
Councilor Moncrieff asked for a written answer to the questions of what surfaces would be
considered under lot coverage (i.e., asphalt, picnic tabletop), and what uses constituted a private
school (i.e., daycare).
Mayor Hoffman recessed the meeting at 8:21 p.m. for a break. He reconvened the meeting at
8:33 p.m.
3.4 West End Building Refinance
Mr. McIntyre recalled that during the Council discussion last June that resulted in staff refinancing
the West End Building at Council direction, staff raised the question of 'collaring,' or hedging the
interest rate for the term of debt. He mentioned a second question about exploring a permanent
debt program for the West End Building.
He described collaring the debt as buying an insurance policy to set a cap on the interest rate for
the $20 million debt. He discussed the graphic illustrating how the collaring would work, noting that
the City would pay for the bank's guarantee that the rate would not go higher or lower than the
caps set by the Council. He indicated that while currently the debt stood at 1.89% (although it has
dropped in the last three months to 1.68%), he did not know what that percentage would be at the
end of December.
He explained that with collaring, the City lost the benefit of the rate going under whatever cap it set,
such as a 2% low and a 4% high cap. He posed the risk question for the Council as whether the
members believed that in the next 20 months left on the existing debt, the rate would exceed the
cap by so much that it was worth paying the premium to purchase the cap. He recommended not
collaring the debt.
He clarified to Councilor Hennagin that the collar would apply only to the existing debt, and not to
any future refinancing. He indicated that Wells Fargo had not been interested in discussing debt
financing for a longer term than 24 months. Extending the debt meant renegotiating the loan with
the bank.
He speculated that the interest rates would not exceed any cap purchased by the City over the
next 20 months. He referenced the attached chart of the LIBOR index over the last 20 years.
Councilor Olson spoke in support of not buying the collar, as she also doubted that the rates
would exceed the cap. She commented that she thought it was not wise to change the City's
financial policies that radically at this time. Councilor Jordan commented that she did not see a
benefit to collaring.
The Council agreed by consensus not to purchase the collar.
Mr. McIntyre discussed the question of a permanent debt program for the West End Building. He
said that in a staff discussion with Mr. Pierce, Mr. Pierce mentioned that long-term tax-exempt
interest rates were as low as they have been in a long time. He pointed out that the rates have
probably changed since Mr. Donaldson wrote the memo in the packet.
City Council Special Meeting Minutes Page 10 of 15
October 27, 2009
He explained that a window of opportunity opened to amortize fully the West End Building debt of
$25 million (allowing for needed building improvements) against the full faith and credit of the City.
He thought the opportunity worth the Council discussing it. He mentioned that they would have
this same conversation again in 20 months, as no one knew what the rates would be at that time.
He indicated to Councilor Tierney that the discussion in May had been slightly different in that
Council directed staff to come up with a financing strategy to remove the burden of the West End
Building from the general fund. This window of opportunity was one such strategy.
Chip Pierce, Financial Consultant, indicated to Mayor Hoffman that he could not say how long
the window would be open. He explained that they were so close to the holiday season that it was
unlikely (although not impossible with immediate Council direction) to get this financing done
before the end of the year.
He indicated to Councilor Tierney that typical underwriter costs ranged from 4% to 7%, depending
on a variety of factors. Additional costs were well fixed at between $75,000 to $100,000 roughly.
Mr. McIntyre confirmed to the Mayor that this action would not preclude the City from selling the
building in five years.
Mr. Pierce noted that if the City sold tax-exempt debt, doing so assumed use of the building for
tax-exempt purposes. If the City sold the building for private use five years after selling the bonds,
then the law required it to payoff the tax-exempt bonds. He explained that if the City sold the
bonds with a 10 -year call option, and received a significant amount of money in five years, it would
have to put the money into an escrow account until the 10 years was up and it could pay off the
bonds. He indicated that doing so was expensive at this time because the City's investment rate
would be so much lower than its bond rate.
He discussed a second option of putting an extraordinary call option on the bonds, which notified
bondholders that if the City decided to sell the property in the next 10 years, it would use that
money to pay off the bonds. He indicated that the bondholders would nick the City on the yield
under this option. He observed that neither option was very good.
He reviewed for Councilor Olson the annual rates for the various bond terms, as given on the
graphic.
Councilor Olson referenced the Council direction that the financing strategy needed not to use
general fund revenues. She asked whether the statement that "the debt payments would need to
be absorbed into the City's budget in the future use of the site" meant absorbed into the general
fund.
Mr. McIntyre clarified that the payments would be absorbed into whatever funds might be housed
at the West End Building, including the utility funds picking up their individual pieces as part of
shifting the debt away from the general fund. He noted that the parks & rec piece would still come
from the general fund. He concurred with Councilor Olson that the idea of this action appeared to
contradict the Council's adopted strategy.
Councilor Olson expressed her concern with absorbing so much into the City's budget in
FY2010/2011, including the upcoming funding for PERS. She pointed out the apparent
contradiction in the report between the recommendation to maximize the use of the building,
including leasing the vacant portion of it (presumably to private entities), and the need to maintain
the tax-exempt status for the debt.
Mr. McIntyre concurred that collecting leases would put the tax-exempt status in jeopardy. He
spoke of using a pro -rated debt structure of taxable versus tax-exempt.
Councilor Olson referenced the Council's Facilities Strategy, which included an item to develop a
concept plan for the future redevelopment of the West End property. She said that the last time
the bond measure failed that part of the reason attributed to that failure was that the Council did
not have a plan for that building or the site. She suggested developing that concept plan before
talking about the debt.
City Council Special Meeting Minutes Page 11 of 15
October 27, 2009
She referenced Recommendation 2 in the staff report, asking about exploring a fully amortized
debt scenario tied to future usage of the West End Building. She asked what staff meant by 'tied to
future use." Mr. McIntyre indicated that one of his concerns was that if the Council intended to get
rid of the West End Building, then it made no sense to do long-term debt financing for the building.
He explained that the memo outlined the growing usage of the West End Building.
He mentioned that at the behest of the Council strategy, he was exploring the idea of moving more
City Hall functions out to the West End Building, such as Building, Planning, and Public
Works/Engineering. He reported that staff has also had an initial conversation about possibly
leasing a portion of the West End Building to a private entity.
He emphasized that the way staff would set up the debt structure to amortize the debt fully violated
the Council's strategy with respect to shifting the debt away from the general fund. He reiterated
that they would be having this same conversation in 20 months. Councilor Olson spoke to
working on the financial strategy now in order to meet the May 1 deadline.
Councilor Jordan held that this window of opportunity represented a financial strategy. It did not
take on new debt but rather considered changing it to permanent debt. She indicated that she
would not necessarily say that it violated the Council's adopted strategy but she did agree that it
did not follow it. Mr. McIntyre agreed that it was inconsistent. Mayor Hoffman described it as
opportunistic.
At the Mayor's request, Ms. Gilmer discussed the current and anticipated usage of the West End
Building. She referenced the West End Building usage chart (pp. 55-57) in the staff report, which
listed the City and external group uses. She mentioned that this fall, they had a very busy
schedule for the use of the west side of the building.
She pointed out that about two-thirds of the activities listed in the chart would not be available if the
West End Building were not available. She noted the difficulty that external groups had in finding
meeting space elsewhere in the community. She mentioned the new programs offered by Parks &
Recreation because the facility space was now available, such as the teen program for which the
junior highs no longer had room.
She explained that only the part of the west side of the building alarmed for public assembly was
available for public use at this time. She indicated that the large office spaces alarmed for office
use were not available for public assembly.
She mentioned the future possibility of using the entire building, depending on the Council's goal.
She discussed a scenario of programming the space for revenue generation. She recalled that a
citizen suggested to her that the City aggressively advertise the West End Building for meeting
space, as the Kruse Way office buildings lacked large meeting spaces with catering kitchens. She
acknowledged that they needed to upgrade the West End Building kitchen before doing so, but it
would be a way to raise revenues easily.
She discussed the possibility of non -profits renting office space on the west side of the building at a
reduced rate. She said that Lake Oswego Together and the Soccer Club have expressed interest,
and there were probably others out there. She mentioned an indoor soccer facility for younger kids
as another possible use.
She commented that the biggest issue was that no matter what staff proposed, it came with some
level of cost associated with it. Therefore, it depended on how much the Council was willing to
spend to generate activity or revenue. She indicated that staff could spend time developing
proposals for Council consideration.
Councilor Moncrieff indicated that she liked the idea of paying off principle and of locking in low
interest rates. She asked how much having a tax-exempt bond would restrict the City's ability to
use and develop the property, especially in relation to public/private partnerships. She asked if the
10% listed as purely space related included renting out meeting space.
City Council Special Meeting Minutes Page 12 of 15
October 27, 2009
Mr. McIntyre commented that the question about public/private partnerships and tax-exempt
bonds was a legal, IRS kind of question. He indicated that the general rule was that if they
consistently stayed below 10% private use, the City would probably be okay. He doubted that
leasing to non -profits would trigger the rule while leasing the downstairs to a private entity probably
would. He noted that the City would pay a premium if the taxable status went anywhere from 100
to 200 basis points greater than the tax-exempt basis.
He emphasized that the question of amortization was tied to building and/or site uses. He
acknowledged to Councilor Moncrieff that the effect of amortization on development was another
issue. He mentioned that he and Mr. Williams realized that if the building went into taxable status,
then they needed to change the formula they were using to calculate return on investment because
the City would be paying a premium interest rate instead of a low interest rate.
Councilor Moncrieff indicated that she would be interested in pursuing the staff recommendation.
Mr. Donaldson mentioned that the tax assessor's office would pro -rate property taxes for the
leased portion of the building. He indicated that leasing one-quarter of the building meant roughly
$40,000 in property taxes.
Councilor Hennagin spoke in support of exploring this option, if it could save the City a substantial
amount of money over using government obligation bonds. He asked if staff could predict what the
savings would be over 25 years. He referenced the $1 million a year that the City has found in the
general fund to pay the interest annually. He asked if the City could retire some of the principal
each year by paying more than the minimum amount. He commented that one could save a
substantial amount in interest by making extra principal payments from the beginning.
Councilor Jordan commented that she found it interesting that if the bond measure had passed,
the City would be paying out more money because the rate would have been higher than what it
cost the City to keep figuring out which way to go. She recalled that many of those who did not
vote for the bond measure had wanted to keep the building but not without a plan for its use.
She asked, if the Council pursued financing the whole site with a full faith and credit bond measure
paid over time, how would partitioning the property to build something else be handled. Mr.
Donaldson reiterated that the City would have to pay off some portion of the tax exempt bonds if
the use went to a non -tax exempt use.
Councilor Jordan commented that if the City sold a portion of the property for profit, it could use
that money to pay down the bond. Councilor Olson recalled Mr. Pierce's comments about losing
money if they put that money in an escrow account. Mr. Pierce reviewed the two options facing
the City if it sold the building before the bond term was up. It could use an extraordinary call option
that allowed an early payoff but with a higher yield, or it could invest the sale money at a lower rate
than the bond rate. He reiterated that neither option was optimal.
Councilor Jordan commented that she did not expect the Council to figure out a plan to use the
building and to hold a bond election with a new Council in 20 months. She expressed her
preference for finding a way to keep the costs down over the long term.
Councilor Tierney thanked staff for bringing this window of opportunity forward. He indicated that
in his interpretation of the policy, the possibilities raised by Ms. Gilmer constituted maximizing the
use, which he found consistent with the policy. He described the questions about the future use
relative financing as a huge impediment. He asked where the City would find the $1 million to $1.5
million needed from the general fund.
Mr. McIntyre said that he did not know yet. He commented that the Council might have to shift
some of the policy decisions it made in the budget process this past year around how to handle
this significant City asset. He indicated that the City might have to provide different kinds, qualities,
and level of service than it presently did today in order to create the needed money. He confirmed
to Councilor Ti rn y that they would not need to find the money if the City went out for a bond
measure.
City Council Special Meeting Minutes Page 13 of 15
October 27, 2009
He mentioned that this would be one of the challenging issues facing the new Finance Director.
He commented that he was challenged to find a scenario other than a general obligation (GO)
bond that satisfied the strategy. He remarked that he thought that it was partly understood when
the Council agreed to the strategy that it presumed a GO bond issue. He indicated that staff could
do the bond issue as the strategy, but the question remained on when to implement that strategy.
Councilor Tierney observed that the policy (written the way it was) was the Council's policy.
Since the Council could change the policy, the use of general fund or other monies to pay for the
building needed to be part of the discussion. He commented that given the reluctance of the
Council during the budget discussion to reduce service levels, he could see the potential of not
being able to do anything with this City -owned building because the City could not afford to do
anything with it.
Councilor Olson concurred with Councilor Tierney's comments. She agreed that the Council had
assumed a GO bond as the financial strategy. She recalled the strategy directing the development
of a concept plan for the redevelopment of the site. She noted that she had not heard any more
discussion about siting the police and emergency dispatch on the property. She speculated that if
the City developed a strategy by May 1, then it could go out for a GO bond in the November
general election.
She pointed out that while the City did manage to scrape together $1 million a year, as Councilor
Hennagin noted, they only did it for two years, thinking that the bond measure would pass or that
they would sell the building. She stated that the City could not do that indefinitely. She held that
the only way to find the money if they did not do a GO bond, and pay for the new PERS increases,
would be to change the budget significantly.
Mayor Hoffman concurred with Councilor Hennagin that they should work on paying off the
principle and interest, as opposed to paying interest only.
Councilor Hennagin pointed out that the property itself was not security for a full faith and credit
bond. He asked why selling a part of it would affect the bonds. Mr. Donaldson explained that it
was not a security issue determined by the bondholders but rather a use issue determined by the
IRS in terms of the ability to issue tax-exempt debt.
Councilor Jordan spoke to looking at the kinds of strategies that would keep the City from going
into more debt in order to pay off the property. She pointed out that the market was not turning
around, and that it would take longer than 20 months to realize money back from selling the
property.
Councilor Johnson asked for more information and Council discussion of the matter in the
context of goal setting. She commented that while the Council might not make any real decisions,
Councilor Tierney brought up an excellent point that the Council needed to figure out how this
worked in relation to everything else that the City was doing and its plans as a City for what it
housed at the building.
Mayor Hoffman asked if the Council supported looking for a full faith and credit bond for the full
value, which would pay the principal and interest. Mr. McIntyre clarified that he was not asking for
Council direction tonight to renegotiate the financing to amortize the debt fully, as that would be
premature. He said that he was asking whether the Council wanted him to spend the resources to
further explore the matter and answer the questions raised by the Council regarding funding
sources and use.
The majority of the Council agreed by consensus to move forward with getting more information
to answer the questions that had been raised.
4. ADJOURNMENT
Mayor Hoffman adjourned the meeting at 9:20 p.m.
City Council Special Meeting Minutes Page 14 of 15
October 27, 2009
Respectfully submitted,
111�4v,6, )
Robyn 6hristie
City Recorder
APPROVED BY THE CITY COUNCIL:
ON January 5, 2009
Jack D. Ho an,ayo
City Council Special Meeting Minutes Page 15 of 15
October 27, 2009